Ontario Securities Commission Bulletin

Issue 35/18 - May 03, 2012

Ont. Sec. Bull. Issue 35/18

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

Notices of Hearing

• Daniel Sternberg et al. -- ss. 127, 127.1

• Daniel Sternberg et al. -- ss. 127, 127.1

News Releases

• CSA Provides Guidance to Improve Compliance of Disclosure Requirements Related to Prospectus Exemptions

• Canadian Securities Regulators Grant Designated Rating Organization Status under New Regulatory Framework

Notices from the Office of the Secretary

• Daniel Sternberg et al.

• Asif Khan

• Morgan Dragon Development Corp. et al.

• Colby Cooper Capital Inc. et al.

• Richvale Resource Corporation et al.

• Sextant Capital Management Inc. et al.

• Merax Resource Management Ltd. et al.

• Portus Alternative Asset Management Inc. et al.

• New Solutions Capital Inc. et al.

• Daniel Sternberg et al.

• Trapeze Asset Management Inc. et al.

• L. Jeffrey Pogachar et al.

• Normand Gauthier et al.

• Shallow Oil & Gas Inc. et al.

• Sage Investment Group et al.

• Peter Sbaraglia

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Thébex inc. -- s. 1(10)(a)(ii)

• Sun Life Global Investments (Canada) Inc. and Sun Life Milestone Global Equity Fund

• Fidelity Investments Canada ULC et al.

• SilverBirch Energy Corporation -- s. 1(10)(a)(ii)

• GCIC Ltd. et al.

• Pembina NGL Corporation -- s. 1(10)

• iPerceptions Inc. -- s. 1(10)(a)(ii)

• Equity Financial Holdings Inc. and Equity Financial Trust Company

• Kasten Energy Inc. -- s. 1(10)

• GCIC Ltd. and the Mutual Funds listed in Schedule A

• RuggedCom Inc. -- s. 1(10)

Orders

• Freeport Capital Inc. -- s. 144

• Asif Khan -- ss. 127(1), 127.1

• Morgan Dragon Development Corp. et al. -- s. 127

• Colby Cooper Capital Inc. et al. -- ss. 127(1), 127.1

• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

• New Solutions Capital Inc. et al. -- ss. 127(1), 127(7), 127(8)

• Daniel Sternberg et al. -- s. 127

• Trapeze Asset Management Inc. et al. -- ss. 127(1), 127.1

• Standard & Poor's Ratings Services (Canada), a business unit of The McGraw-Hill Companies (Canada) Corporation

• Moody's Canada Inc.

• DBRS Limited

• Fitch, Inc.

• Normand Gauthier et al. -- ss. 127(1), 127.1

• Shallow Oil & Gas Inc. et al. -- ss. 127(1), 127(8)

• Sage Investment Group et al. -- s. 127

• Peter Sbaraglia

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Asif Khan

• Richvale Resource Corporation et al. -- s. 127

• Sextant Capital Management Inc. et al.

• New Solutions Capital Inc. and Ronald James Ovenden -- s. 28

• Daniel Sternberg et al.

• Trapeze Asset Management Inc. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• SIGMA X Canada -- Notice of Cessation of Operation

Chapter 25 - Other Information

Consents

• Lander Energy Corporation -- s. 4(b) of the Regulation

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