Ontario Securities Commission Bulletin
Issue 35/22 - May 31, 2012
Ont. Sec. Bull. Issue 35/22
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
News Releases
• OSC Alleges Fraud Against Sino-Forest Corporation and Former Senior Executives
Notices from the Office of the Secretary
• Frank Andrew Devcich and Gobinder Kular Singh
• Peter Beck et al.
• Moncasa Capital Corporation and John Frederick Collins
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Mackenzie Financial Corporation and Mackenzie Saxon Explorer Class
• I.G. Investment Management, Ltd. and Investors Real Property Fund
• Parex Resources Inc.
• Gold-Ore Resources Ltd. -- s. 1(10)(a)(ii)
• Cap Gemini S.A.
• Canoe Financial LP
• UBS Investment Management Canada Inc. et al.
• Nexans S.A.
• Denison Mines Corp.
• Denison Mines Corp.
• Emera Incorporated
Orders
• Chi-X Canada ATS -- s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees
• Alpha Exchange Inc. -- s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees
• Frank Andrew Devcich and Gobinder Kular Singh -- ss. 127(1), 127(10)
• Peter Beck et al. -- s. 127
• Moncasa Capital Corporation and John Frederick Collins -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Alpha Exchange Inc -- Notice of Approval and Summary of Comments and Responses to April 13, 2012 Proposal on Changes to Alpha IntraSpreadTM Facility and Opening
• Alpha Exchange Inc. -- Amendments to the Trading Policies of Alpha Exchange to Amend the Intraspread Facility and the Opening Auction -- Notice of Commission Approval
Clearing Agencies
• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Elimination of ACV to Entitlement Processors for Security Submit Events
Chapter 25 - Other Information
Approvals
• Kerr Financial Advisors Inc. -- s. 213(3)(b) of the LTCA
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