Ontario Securities Commission Bulletin

Issue 35/22 - May 31, 2012

Ont. Sec. Bull. Issue 35/22

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

News Releases

OSC Alleges Fraud Against Sino-Forest Corporation and Former Senior Executives

Notices from the Office of the Secretary

Frank Andrew Devcich and Gobinder Kular Singh

Peter Beck et al.

Moncasa Capital Corporation and John Frederick Collins

Chapter 2 - Decisions, Orders and Rulings

Decisions

Mackenzie Financial Corporation and Mackenzie Saxon Explorer Class

I.G. Investment Management, Ltd. and Investors Real Property Fund

Parex Resources Inc.

Gold-Ore Resources Ltd. -- s. 1(10)(a)(ii)

Cap Gemini S.A.

Canoe Financial LP

UBS Investment Management Canada Inc. et al.

Nexans S.A.

Denison Mines Corp.

Denison Mines Corp.

Emera Incorporated

Orders

Chi-X Canada ATS -- s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees

Alpha Exchange Inc. -- s. 15.1 of NI 21-101 Marketplace Operation and s. 6.1 of OSC Rule 13-502 Fees

Frank Andrew Devcich and Gobinder Kular Singh -- ss. 127(1), 127(10)

Peter Beck et al. -- s. 127

Moncasa Capital Corporation and John Frederick Collins -- s. 127

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

Alpha Exchange Inc -- Notice of Approval and Summary of Comments and Responses to April 13, 2012 Proposal on Changes to Alpha IntraSpreadTM Facility and Opening

Alpha Exchange Inc. -- Amendments to the Trading Policies of Alpha Exchange to Amend the Intraspread Facility and the Opening Auction -- Notice of Commission Approval

Clearing Agencies

Notice of Commission Approval -- Material Amendments to CDS Procedures -- Elimination of ACV to Entitlement Processors for Security Submit Events

Chapter 25 - Other Information

Approvals

Kerr Financial Advisors Inc. -- s. 213(3)(b) of the LTCA

 

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