Ontario Securities Commission Bulletin

Issue 35/23 - June 07, 2012

Ont. Sec. Bull. Issue 35/23

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

Notices of Hearing

• David Charles Phillips and John Russell Wilson -- ss. 127(1), 127.1

News Releases

• OSC Panel Issues Sanctions Against Sextant Capital Management Inc., Sextant Capital GP Inc., Otto Spork, Konstantinos Ekonomidis and Natalie Spork for Breaches of the Securities Act

Notices from the Office of the Secretary

• Paul Azeff et al.

• Shallow Oil & Gas Inc. et al.

• Bunting & Waddington Inc. et al.

• David Charles Phillips

• Nicholas David Reeves

• Sextant Capital Management Inc. et al.

• David Charles Phillips and John Russell Wilson

• Juniper Fund Management Corporation et al.

• Peter Sbaraglia

• Morgan Dragon Development Corp. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Energy Fuels Inc.

• Energy Fuels Inc.

• Gain Capital -- FOREX.com Canada Ltd. et al.

• March Networks Corporation -- s. 1(10)

• Sea Dragon Energy Inc.

• MFC Industrial Ltd.

Orders

• Shallow Oil & Gas Inc. et al. -- s. 127

• Bunting & Waddington Inc. et al.

• David Charles Phillips -- ss. 127(1), 127(8)

• Nicholas David Reeves -- ss. 127(1), 127(10)

• Sextant Capital Management Inc. et al. -- ss. 127, 127.1

• Juniper Fund Management Corporation et al.

• Juniper Fund Management Corporation et al.

• Peter Sbaraglia

• Morgan Dragon Development Corp. et al. -- s. 127

• TJR Coatings Inc. -- s. 144

Rulings

• Hartford Investment Management Company -- s. 74(1)

• Liberty Mutual Group Asset Management Inc. -- s. 74(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Paul Azeff et al.

• Sextant Capital Management Inc. et al. -- ss. 127, 127.1

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Top