Ontario Securities Commission Bulletin
Issue 35/24 - June 14, 2012
Ont. Sec. Bull. Issue 35/24
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Notice of Ministerial Approval of Amendments to NI 21-101 Marketplace Operation and Companion Policy 21-101CP, and to NI 23-101 Trading Rules and Companion Policy 23-101 CP
• Notice of Ministerial Approval of Repeal of OSC Rule 21-501 Deferral of Information Transparency Requirements for Government Debt Securities in National Instrument 21-101 -- Marketplace Operation
• OSC Staff Notice 45-707 -- OSC Broadening Scope of Review of Prospectus Exemptions -- June 7, 2012
• CSA Staff Notice 45-310 -- Update on CSA Staff Consultation Note 45-401 -- Review of Minimum Amount and Accredited Investor Exemptions
Notices from the Office of the Secretary
• Eda Marie Agueci et al.
• David Charles Phillips and John Russell Wilson
• Alexander Christ Doulis et al.
• Jowdat Waheed and Bruce Walter
• Lehman Brothers & Associates Corp. et al.
• Systematech Solutions Inc. et al.
• David Charles Phillips
• International Strategic Investments et al.
• Global Consulting and Financial Services et al.
• Alexander Christ Doulis et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• BMO Investments Inc. et al.
• HSBC Financial Corporation Limited -- s. 1(10)
• Man Investments Canada Corp. and GLG EM Income Fund
• Man Investments Canada Corp. and GLG EM Income Fund
• Aeroquest International Limited
Orders
• Saputo Inc. -- s. 104(2)(c)
• Alexander Christ Doulis et al. -- s. 127 of the Act and Rule 6 of the OSC Rules of Procedure
• Jowdat Waheed and Bruce Walter
• Lehman Brothers & Associates Corp. et al. -- ss. 127, 127.1
• Systematech Solutions Inc. et al. -- ss. 127(1), 127(7), 127(8)
• David Charles Phillips -- s. 127(1)
• International Strategic Investments et al.
• Global Consulting and Financial Services et al. -- ss. 12791), 127(8)
• Alexander Christ Doulis et al. -- s. 127 of the Act and Rule 6 of the OSC Rules of Procedure
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Lehman Brothers & Associates Corp. et al. -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 21-101 Marketplace Operation
• Amendments to NI 23-101 Trading Rules
Chapter 6 - Request for Comments
• Proposed Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
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