Ontario Securities Commission Bulletin

Issue 35/25 - June 21, 2012

Ont. Sec. Bull. Issue 35/25

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA Consultation Paper 91-406 -- Derivatives: OTC Central Counterparty Clearing

• CSA Staff Notice 11-317 -- Withdrawal of Notices

• CSA Consultation Paper 25-401 -- Potential Regulation of Proxy Advisory Firms

• OSC Staff Notice 45-708 -- Introduction of Electronic Report of Exempt Distribution on Form 45-106F1

• OSC Staff Notice 45-709 -- Tips for Filing Reports of Exempt Distribution

Notices of Hearing

• Thirdcoast Limited and Parrish & Heimbecker, Limited -- s. 127

News Releases

• Canadian Securities Regulators Propose Enhanced Disclosure Requirements on Investment Costs and Performance

• OSC Requests Members for New Ad Hoc Exempt Market Advisory Committee

• Canadian Securities Regulators Propose Disclosure Enhancements to Fund Facts

Notices from the Office of the Secretary

• Richvale Resource Corporation et al.

• Thirdcoast Limited and Parrish & Heimbecker, Limited

• Sage Investment Group et al.

• Juniper Fund Management Corporation et al.

• Shallow Oil & Gas Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• IG FI International Equity Fund et al.

• Suncor Energy Inc.

• Goldbrook Ventures Inc. -- s. 1(10)(a)(ii)

• Duran Ventures Inc.

• Cumberland Associates Investment Counsel Inc. et al.

• Goldman, Sachs & Co. and Goldman Sachs Execution and Clearing, L.P.

• Matrix Funds Management (a Division of Growth Works Capital Ltd.) et al.

• Extract Resources Limited -- s. 1(10)

• Neurodyn Inc.

Orders

• Richvale Resource Corporation et al. -- s. 127

• Cayenne Gold Mines Ltd. -- s. 144

• Homeland Energy Group Ltd. -- s. 144

• Sage Investment Group et al. -- s. 127

• Juniper Fund Management Corporation et al.

• Shallow Oil & Gas Inc. et al. -- s. 127

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

• Implementation of Stage 2 of Point of Sale Disclosure for Mutual Funds -- Proposed Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document and Companion Policy 81-101CP Mutual Fund Prospectus Disclosure -- 2nd Request for Comments

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Instinet Canada Cross Limited -- Notice of Proposed Change

• Instinet Canada Cross Limited -- Notice of Proposed Changes and Request for Comment

Clearing Agencies

• OSC Staff Notice of Commission Approval -- Material Amendments to CDS Procedures -- Modification to the CDSX Interface to the CDCC Fixed Income CCCP

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