Ontario Securities Commission Bulletin

Issue 35/28 - July 12, 2012

Ont. Sec. Bull. Issue 35/28

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Investor Advisory Panel -- Request for Applications

• CSA Staff Notice 31-331 -- Follow-up to Broker Dealer Registration in the Exempt Market Dealer Category

• Notice of Amendments to the Securities Act

News Releases

• OSC Publishes Recognition Orders for Maple Transaction

• OSC Investor Alert: MI Capital Corporation

• OSC Seeks Members for Investor Advisory Panel

Notices from the Office of the Secretary

• HEIR Home Equity Investment Rewards Inc. et al.

• Thirdcoast Limited and Parrish & Heimbecker, Limited

• Peter Sbaraglia

• L. Jeffrey Pogachar et al.

• Maitland Capital Ltd. et al.

• Maitland Capital Ltd. et al.

• Portus Alternative Asset Management Inc. et al.

• North American Financial Group Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Diversified Private Equity Corp. -- s. 1(10)

• John Deere Financial Inc. and John Deere Canada ULC

• NAV Canada

• Addenda Capital Inc.

• CIBC Asset Management Inc. and Frontiers Canadian Fixed Income Pool

• IA Clarington Investment Inc. et al.

• US Gold Canadian Acquisition Corporation -- s. 1(10)

• I.G. Investment Management, Ltd. and Investors Mortgage and Short Term Income Fund

• Rexel S.A.

Orders

• HEIR Home Equity Investment Rewards Inc. et al. -- Rule 1.7.4 of the OSC Rules of Procedure

• Acorn Global Investments Inc. et al. -- s. 213(3)(b) of the LTCA

• Thirdcoast Limited and Parrish & Heimbecker, Limited -- s. 127

• Peter Sbaraglia

• Maitland Capital Ltd. et al. -- ss. 127, 127.1

• Maitland Capital Ltd. et al. -- ss. 127

• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

• North American Financial Group Inc. et al. -- Rule 6.7 of the OSC Rules of Procedure

• North American Financial Group Inc. et al. -- ss. 127(7), 127(8)

• Parlay Entertainment Inc. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• L. Jeffrey Pogachar et al. -- ss. 127, 127.1

• Maitland Capital Ltd. et al. -- s. 127

• Maitland Capital Ltd. et al. -- s. 127

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 9 - Legislation

• Bill 55, Strong Action for Ontario Act (Budget Measures), 2012

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

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