Ontario Securities Commission Bulletin
Issue35/30 - July 26, 2012
Ont. Sec. Bull. Issue 35/30
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• CSA Staff Notice 12-307 -- Applications for a Decision that an Issuer is not a Reporting Issuer
• OSC Staff Notice 12-703 -- Applications for a Decision that an Issuer is not a Reporting Issuer
• Notice of Correction -- DirectCash Payments Inc.
Notices of Hearing
• New Found Freedom Financial et al. -- ss. 127, 127.1
News Releases
• Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2012
• OSC Panel Releases Decision Regarding Shaun Gerard McErlean and Securus Capital Inc. Related to Breaches of the Ontario Securities Act
Notices from the Office of the Secretary
• Marlon Gary Hibbert et al.
• Energy Syndications Inc. et al.
• Energy Syndications Inc. et al.
• Shaun Gerard McErlean and Securus Capital Inc.
• Peter Sbaraglia
• New Found Freedom Financial et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Caldwell Investment Management Ltd. et al.
• Value Partners Investments Inc.
• I.G. Investment Management, Ltd.
• Maple Group Acquisition Corporation
• Daimler Canada Finance Inc.
• Trapeze Capital Corp. et al.
• AlphaPro Management Inc. and the Top Funds (as defined below)
• Manulife Financial Capital Trust -- s. 1(10)
Orders
• Amendment to the Assignment of Certain Powers and Duties of the Ontario Securities Commission -- s. 6(3)
• Amended and Restated Assignment of Certain Powers and Duties of the Ontario Securities Commission -- s. 6(3)
• Marlon Gary Hibbert et al. -- s. 144(1)
• Win-Eldrich Mines Limited -- s. 144
• Energy Syndications Inc. et al. -- s. 127
• Energy Syndications Inc. et al. -- ss. 127(1), 127(8)
• CRC Royalty Corporation -- s. 144
• Shaun Gerard McErlean and Securus Capital Inc. -- ss. 127, 127.1
• Peter Sbaraglia
• Tranzeo Wireless Technologies Inc. -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Shaun Gerard McErlean and Securus Capital Inc. -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to NI 25-101 Designated Rating Organizations
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Alpha Exchange Inc. -- Request for Comments on Public Interest Rule Amendments to Alpha Exchange Trading Policies and Housekeeping Rule Amendments to Alpha Exchange Trading Policies
Chapter 25 - Other Information
Consents
• Advanced Primary Minerals Corporation -- s. 4(b) of the Regulation
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