Ontario Securities Commission Bulletin
Issue 35/32 - August 09, 2012
Ont. Sec. Bull. Issue 35/32
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Notice of Correction -- Matco Financial Inc.
• Notice of Correction -- Shaun Gerard McErlean and Securus Capital Inc.
Notices of Hearing
• Global RESP Corporation and Global Growth Assets Inc.
News Releases
• OSC Panel Issues Sanctions Against Lyndz Pharmaceuticals Inc., James Marketing Ltd., Michael Eatch and Rickey McKenzie for Breaches of the Securities Act
Notices from the Office of the Secretary
• Lyndz Pharmaceuticals Inc. et al.
• IIROC v. Mark Allen Dennis
• Paul Donald
• Sanjiv Sawh and Vlad Trkulja
• Marlon Gary Hibbert et al.
• Ground Wealth Inc. et al.
• Global RESP Corporation and Global Growth Assets Inc.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Silvermex Resources Inc. -- s. 1(10)
• BMO InvestorLine Inc.
• Lithium One Inc. -- s. 1(10)
• Whiterock Real Estate Investment Trust
• Franklin Templeton Investments Corp.
• Pyramis Global Advisors, LLC
• Perimeter Markets Inc.
• Invesco Canada Ltd. et al.
• Flint Energy Services Ltd.
• CE Franklin Ltd. -- s. 1(10)
• SEB S.A
Orders
• Lyndz Pharmaceuticals Inc. et al. -- ss. 127, 127.1
• IIROC v. Mark Allen Dennis -- ss. 21.7, 8
• Paul Donald -- ss. 127, 127.1
• TSX Inc. -- s. 15.1 of NI 21-101 Marketplace Operation
• Marlon Gary Hibbert et al.
• Ground Wealth Inc. et al. -- ss. 127(7), 127(8)
• One Financial All-Weather Profit Family Corp. -- s. 158(1.1)
• NWQ U.S. Large Cap Value Fund -- s. 1(10)(a)(ii)
• Saputo Inc. -- s. 104(2)(c)
• Jite Technologies Inc. -- s. 1(6) of the OBCA
Rulings
• Celernus Investment Partners Inc. -- s. 74(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Lyndz Pharmaceuticals Inc. et al. -- ss. 127, 127.1
• IIROC v. Mark Allen Dennis -- ss. 27.1, 8(3)
• Paul Donald -- s. 127
• Sanjiv Sawh and Vlad Trkulja -- s. 8
• Shaun Gerard McErlean and Securus Capital Inc. -- Corrected Reasons -- s. 127
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Clearing Agencies
• CDS -- Notice and Request for Comments -- Material Amendments to CDS Procedures -- Enhancements to the CNS Allotment Process
Chapter 25 - Other Information
Approvals
• Noumena Capital Partners Ltd. -- s. 213(3)(b) of the LTCA
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