Ontario Securities Commission Bulletin

Issue 35/35 - August 30, 2012

Ont. Sec. Bull. Issue 35/35

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA Multilateral Staff Notice 46-306 -- Third Update on Principal Protected Notes

Notices of Hearing

• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

News Releases

• OSC Panel Issues Sanctions Against Shane Suman and Monie Rahman for a Breach of the Securities Act and Conduct Contrary to the Public Interest

• OSC Seeks Comment on Amendments to Fee Model

Notices from the Office of the Secretary

• Irwin Boock et al.

• Shane Suman and Monie Rahman

• Energy Syndications Inc. et al.

• Energy Syndications Inc. et al.

• Heritage Education Funds Inc.

• Knowledge First Financial Inc.

• Portus Alternative Asset Management Inc. et al.

• Portus Alternative Asset Management Inc. et al.

• Portus Alternative Asset Management Inc. et al.

• Moncasa Capital Corporation and John Frederick Collins

• Portus Alternative Asset Management Inc. et al.

• Portus Alternative Asset Management Inc. et al.

• Portus Alternative Asset Management Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• CI Investments Inc.

• Hecla Acquisition ULC and Hecla Mining Company

• Cantor Fitzgerald Canada Corporation and Versant Partners Inc.

• Invesco Canada Ltd. et al.

Orders

• Irwin Boock et al. -- ss. 127, 127.1

• University of Toronto Asset Management Corporation et al.

• Shane Suman and Monie Rahman -- ss. 127, 127.1

• Energy Syndications Inc. et al. -- ss. 127(1), 127(8)

• Energy Syndications Inc. et al. -- s. 127

• Heritage Education Funds Inc. -- ss. 127(1), 127(8)

• Knowledge First Financial Inc. -- ss. 127(1), 127(8)

• Trelawney Augen Acquisition Corp. -- s. 1(6) of the OBCA

• Trelawney Mining and Exploration Inc. -- s. 1(6) of the OBCA

• Moncasa Capital Corporation and John Frederick Collins -- Rule 1.7.4 of the OSC Rules of Procedure

• Portus Alternative Asset Management Inc. et al. -- s. 127(1)

• Portus Alternative Asset Management Inc. et al. -- s. 127(1)

• Portus Alternative Asset Management Inc. et al. -- s. 127(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Douglas Allan Lawson -- s. 27(3)

• Portus Alternative Asset Management Inc. et al.

• Portus Alternative Asset Management Inc. et al.

• Portus Alternative Asset Management Inc. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Amendments to Buy-In Process Functionality

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