Ontario Securities Commission Bulletin

Issue 35/36 - September 06, 2012

Ont. Sec. Bull. Issue 35/36

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Notices of Hearing

Staff of the Ontario Securities Commission and David Whidden -- ss. 127, 127.1

Anna Pyasetsky

News Releases

OSC Panel Issues Sanctions Against Zungui Haixi Corporation, Yanda Cai And Fengyi Cai for Breaches of Ontario Securities Law

Notices from the Office of the Secretary

Zungui Haixi Corporation, Yanda Cai and Fengyi Cai

MBS Group (Canada) Ltd., Balbir Ahluwalia and Mohinder Ahluwalia

David Charles Phillips and John Russell Wilson

Staff of the Ontario Securities Commission and David Whidden

Anna Pyasetsky

Chapter 2 - Decisions, Orders and Rulings

Decisions

APMEX Precious Metals Management Services, Inc. and APMEX Physical -- 1 oz. Gold Redeemable Trust

APMEX Precious Metals Management Services, Inc. and APMEX Physical -- 1 oz. Gold Redeemable Trust

RX Gold & Silver Inc.

Invesco Canada Ltd.

Petromagdalena Energy Corp.

Fidelity Investments Canada ULC et al.

BMO Harris Investment Management Inc. and BMO Harris International Special Equity Portfolio

Gazit America Inc.

Armada Exploration Corp.

Orders

Zungui Haixi Corporation, Yanda Cai and Fengyi Cai -- ss. 127, 127.1

MBS Group (Canada) Ltd., Balbir Ahluwalia and Mohinder Ahluwalia -- s. 127

RX Gold & Silver Inc. -- s. 1(6) of the OBCA

AQR Capital Management -- s. 80 of the CFA

David Charles Phillips and John Russell Wilson -- ss. 127, 127.1

LCH.Clearnet Limited -- s. 144

CME -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Zungui Haixi Corporation, Yanda Cai and Fengyi Cai

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

Withdrawal of Proposed Limitation on IIROC Enforcement Proceedings

Clearing Agencies

LCH.Clearnet Limited -- Notice of Commission Order -- Application for Variation of LCH's Restated Interim Order

CME -- Notice of Commission Order -- Application for Variation of CME's Interim Order

 

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