Ontario Securities Commission Bulletin

Issue 35/37 - September 13, 2012

Ont. Sec. Bull. Issue 35/37

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Letter Agreement between the OSC and the APGO

• Notice of Ministerial Approval of Multilateral Instrument 32-102 Registration Exemptions For Non-Resident Investment Fund Managers

Notices of Hearing

• Vincent Ciccone and Cabo Catoche Corp. -- ss. 127, 127.1

News Releases

• OSC Announces Exempt Market Advisory Committee Members

• Canadian Securities Regulators Seek Further Comment on Proposed Rule for Venture Issuers

Notices from the Office of the Secretary

• Portus Alternative Asset Management Inc. et al.

• Vincent Ciccone and Cabo Catoche Corp.

• David Rutledge and 6845941 Canada Inc.

• Normand Gauthier et al.

• Vincent Ciccone and Cabo Catoche Corp.

• Vincent Ciccone and Cabo Catoche Corp.

• New Found Freedom Financial et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Vena Resources Inc. et al.

• Fidelity Investments Canada ULC and Fidelity Premium Tactical Fixed Income Capital Yield Private Pool

Orders

• Portus Alternative Asset Management et al. -- ss. 127, 127.1

• Ursa Major Minerals Incorporated -- s. 1(6) of the OBCA

• David Rutledge and 6845941 Canada Inc. -- s. 144

• Normand Gauthier et al. -- s. 127

• Vincent Ciccone and Cabo Catoche Corp.

• Vincent Ciccone and Cabo Catoche Corp. -- ss. 127(1), 127.1

• New Found Freedom Financial et al.

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Vincent Ciccone and Cabo Catoche Corp.

• New Found Freedom Financial et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

• CDS -- Notice and Request for Comments -- Material Amendments to CDS Procedures -- CDCC Interface -- Phase 2

• CDS -- Notice and Request for Comments -- Material Amendments to CDS Procedures -- CDCC Interface -- Caps and Lines of Credit Updates

• CDS -- Notice and Request for Comments -- Material Amendments to CDS Rules & Procedures -- CDCC Interface -- Phase 2 -- Partial Settlement

Chapter 25 - Other Information

Consents

• Granite Real Estate Inc. -- s. 4(b)

• Citation Resources Inc. -- s. 4(b)

Approvals

• Donville Kent Asset Management Inc.

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