Ontario Securities Commission Bulletin

Issue 35/38 - September 20, 2012

Ont. Sec. Bull. Issue 35/38

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Correction -- Notice of Ministerial Approval of Multilateral Instrument 32-102 Registration Exemption for Non-Resident Investment Fund Managers

• Notice of Ministerial Approval of National Instrument 23-103 Electronic Trading

Notices of Hearing

• Sino-Forest Corporation et al. -- s. 144

Notices from the Office of the Secretary

• Systematech Solutions Inc. et al.

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• IIROC v. Roger Carl Schoer

• Sino-Forest Corporation et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Sears Holdings Corporation

• Global Growth Assets Inc. and Global Educational Trust Plan

• Credit Suisse Securities (Canada), Inc. and Credit Suisse Securities (USA) LLC

• Blumont Capital Corporation et al.

• Terrane Metals Corp. -- s. 1(10)

• Open Range Energy Corp. -- s. 1(10)

Orders

• Gazit America Inc. -- s. 1(6) of the OBCA

• Systematech Solutions Inc. et al. -- ss. 127(1), 127(7), 127(8)

• Cormark Securities Inc. and Royal Coal Corp. -- s. 144

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

Rulings

• Barclays Capital Inc. -- s. 38 of the Act and 6.1 of the Rule 91-502

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Marlon Gary Hibbert et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• NI 23-103 Electronic Trading and Companion Policy 23-103 Electronic Trading

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Omega ATS -- Notice of Proposed Changes and Request for Comment

Clearing Agencies

• CDS -- Notice and Request for Comments -- Material Amendments to CDS Procedures -- Enhancements to the CNS Allotment Process

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