Ontario Securities Commission Bulletin

Issue 35/39 - September 27, 2012

Ont. Sec. Bull. Issue 35/39

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Correction -- Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Notice of Correction -- New Found Freedom Financial et al.

Notices of Hearing

• Children's Education Funds Inc.

News Releases

• OSC Panel Issues Sanctions Against Abel Da Silva for Breaches of the Securities Act

• OSC Requests Members for the New Registrant Advisory Committee

Notices from the Office of the Secretary

• Heir Home Equity Investment Rewards Inc. et al.

• David Charles Phillips

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Eda Marie Agueci et al.

• Sino-Forest Corporation et al.

• Children's Education Funds Inc.

• 2196768 Ontario Ltd et al.

• Morgan Dragon Development Corp. et al.

• Abel Da Silva

Chapter 2 - Decisions, Orders and Rulings

Decisions

• New Flyer Industries Canada ULC -- s. 1(10)(a)(ii)

• CIC Energy Corp. -- s. 1(10)(a)(ii)

• CPA Securities Inc. et al.

• Excel Funds Management Inc. and Excel EM Capital Income Fund

• Merrill Lynch, Pierce, Fenner & Smith Incorporated

• 2930862 Canada Inc. (formerly, BELLUS Health Inc.) -- s. 1(10)

• Manulife Asset Management Limited et al.

• Anglo Pacific Group plc

• Questrade, Inc.

• Touchstone Atlantis Mining Inc. -- s. 1(10)(a)(ii)

Orders

• Heir Home Equity Investment Rewards Inc. et al. -- ss. 127(1), 127.1

• Sears Canada Inc. et al.

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Thirdcoast Limited -- s. 1(10)(a)(ii)

• Eda Marie Agueci et al. -- s. 127

• Sino-Forest Corporation et al. -- s. 144

• Children's Education Funds Inc. -- ss. 127(1), 127(5)

• 2196768 Ontario Ltd et al.

• Sierra Madre Developments Inc. -- s. 144

• Morgan Dragon Development Corp. et al. -- s. 127

• Abel Da Silva -- ss. 37, 127, 127.1

• RBC Target 2021 Corporate Bond Index ETF -- s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions

• ThirdCoast Limited -- s. 1(6) of the OBCA

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Sears Canada Inc. et al.

• Abel Da Silva -- ss. 37, 127, 127.1

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Liquidnet Canada Inc. -- Notice of Commission Approval of Proposed Change

• Instinet Canada Cross (ICX) Limited -- Notice of Commission Approval of Proposed Changes

Clearing Agencies

• CDS -- Notice of Commission Approval -- Disclosure of Participant Information

Chapter 25 - Other Information

Approvals

• Donville Kent Asset Management Inc. -- s. 213(3)(b) of the LTCA

Exemptions

• Universitas Plan Trust et al. -- s. 19.1 of NI 41-101 General Prospectus Requirements

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