Ontario Securities Commission Bulletin

Issue 35/40 - October 4, 2012

Ont. Sec. Bull. Issue 35/40

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

OSC Staff Notice 21-706 -- Marketplaces' Initial Operations and Material System Changes

Processes for the Review and Approval of Rules and the Information Contained in Forms 21-101F1 and 21-101F2

Notices of Hearing

Sino-Forest Corporation et al. -- s. 144

News Releases

OSC Panel Issues Sanctions Against Marlon Gary Hibbert, Ashanti Corporate Services Inc., Dominion International Resource Management Inc., Kabash Resource Management and Power To Create Wealth Inc.

OSC Investor Alert -- Titan Resources International Corporation

OSC Panel Releases Decision Regarding Gordon Driver, Steven M. Taylor, Reynold Mainse, Axcess Automation LLC and Others Related to Breaches of the Ontario Securities Act

Statement by Canadian Authorities on Clearing of Standardized OTC Derivatives Contracts

Notices from the Office of the Secretary

Oversea Chinese Fund Limited Partnership et al.

Rezwealth Financial Services Inc. et al.

David Charles Phillips

Children's Education Funds Inc.

Marlon Gary Hibbert et al.

Moncasa Capital Corporation and John Frederick Collins

Axcess Automation LLC et al.

Anna Pyasetsky

Sino-Forest Corporation et al.

Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

North American Financial Group Inc. et al.

M P Global Financial Ltd. and Joe Feng Deng

Chapter 2 - Decisions, Orders and Rulings

Decisions

Sprott Power Corp.

Nord Gold N.V.

EnerVest Diversified Income Trust

Xceed Mortgage Trust -- s. 1(10)(a)(ii)

Cee Gee Financial Services Trust

Extorre Gold Mines Limited -- s. 10(a)(ii)

Continental Nickel Limited -- s. 1(10)

WestJet Airlines Ltd.

Caldwell Investment Management Ltd. et al.

Pure Multi-Family REIT LP

Loomis, Sayles & Company, L.P.

Orders

Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7), 127(8)

Rezwealth Financial Services Inc. et al. -- s. 127

David Charles Phillips -- s. 127(1)

Children's Education Funds Inc. -- ss. 127(1), 127(8)

Marlon Gary Hibbert et al. -- ss. 127, 127.1

Moncasa Capital Corporation and John Frederick Collins -- s. 127

Axcess Automation LLC et al. -- ss. 127, 127.1 of the Act and ss. 60, 60 of the CFA

Anna Pyasetsky -- s. 8

Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

North American Financial Group Inc. et al. -- Rule 6.7 of the OSC Rules of Procedure

M P Global Financial Ltd. and Joe Feng Deng -- ss.127, 127.1

ICE Futures Canada Inc. -- s. 147 of the OSA and ss. 38, 78, 60 and 80 of the CFA

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Marlon Gary Hibbert et al. -- ss. 127, 127.1

Axcess Automation LLC et al.

M P Global Financial Ltd. and Joe Feng Deng -- ss.127, 127.1

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

Toronto Stock Exchange -- Notice of Approval -- Amendments to Part IV of the TSX Company Manual

Toronto Stock Exchange -- Request for Comment -- Amendments to Part IV of the TSX Company Manual

Notice of Commission Order -- ICE Futures Canada, Inc. -- Application for Exemptive Relief -- Notice of Commission Order

Register Now: OSC Dialogue 2012

 

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