Ontario Securities Commission Bulletin

Issue 35/41 - October 11, 2012

Ont. Sec. Bull. Issue 35/41

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

• OSC Staff Notice 11-737 (Revised) -- Securities Advisory Committee -- Vacancies

Notices from the Office of the Secretary

• David M. O'Brien

• Portus Alternative Asset Management Inc.

• Jowdat Waheed and Bruce Walter

• Normand Gauthier et al.

• Energy Syndications Inc. et al.

• Energy Syndications Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Imperial Capital, LLC

• Macquarie Capital Markets Canada Ltd.

• True North Apartment Real Estate Investment Trust

• Mackenzie Financial Corporation et al.

• Jarislowsky, Fraser Limited

• REIT INDEXPLUS Income Fund

• Medicago Inc. et al.

Orders

• David M. O'Brien

• Portus Alternative Asset Management Inc. et al. -- ss. 127, 127.1

• One Financial All-Weather Profit Family Inc. -- s. 158(1.1) of the OBCA

• Jowdat Waheed and Bruce Walter

• Macquarie Capital Markets Canada Ltd. -- s. 80 of the CFA

• Normand Gauthier et al. -- s. 127

• Energy Syndications Inc. et al. -- s. 127

• Energy Syndications Inc. et al. -- ss. 127(1), 127(8)

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Chi-X Canada ATS Limited -- Notice of Commission Approval of Proposed Changes

• Toronto Stock Exchange -- Request for Comments -- Amendments to TSX Company Manual and Amendments to the TSX Rule Book

• Notice of Approval -- Alpha Exchange Inc. -- Changes to Intraspread

Register Now: OSC Dialogue 2012

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