Ontario Securities Commission Bulletin

Issue 35/44 - November 01, 2012

Ont. Sec. Bull. Issue 35/44

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Jowdat Waheed and Bruce Walter

Notices from the Office of the Secretary

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Global Energy Group, Ltd. et al.

• New Hudson Television LLC and James Dmitry Salganov

• Shaun Gerard McErlean and Securus Capital Inc.

• David Rutledge and 6845941 Canada Inc. carrying on business as Anesis Investments and Ronald Mainse

• AMTE Services Inc. et al.

• HEIR Home Equity Investment Rewards Inc. et al.

• David M. O'Brien

• Sino-Forest Corporation et al.

• American Heritage Stock Transfer Inc. et al.

• MBS Group (Canada) Ltd. et al.

• Shallow Oil & Gas Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Lifebank Corp. - s. 1(10)(a)(ii)

• Invesco Canada Ltd.

• RBC Bond Trust

• Invesco Canada Ltd.

• Connor, Clark & Lunn Funds Inc. et al.

• Wellington Management Company, LLP

• RBC Subordinated Notes Trust - s. 1(10)

• TMX Group Inc. - s. 1(10)(a)(ii)

• U.S. Silver Corporation and U.S. Silver & Gold Inc.

• NexGen Financial Limited Partnership et al.

Orders

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Global Energy Group, Ltd. et al. - ss. 127(7), 127(8)

• New Hudson Television LLC and James Dmitry Salganov - s. 127

• Shaun Gerard McErlean and Securus Capital Inc. - ss. 127, 127.1

• David Rutledge and 6845941 Canada Inc. carrying on business as Anesis Investments and Ronald Mainse - s. 144

• AMTE Services Inc. et al. - s.. 127(8)

• TMX Group Inc. - s. 1(6) of the OBCA

• HEIR Home Equity Investment Rewards Inc. et al. - ss. 127(1), 127.1

• David M. O'Brien

• Jowdat Waheed and Bruce Walter

• CME Clearing Europe Limited - s. 147

• Sino-Forest Corporation et al. - ss. 127(7), 127(8)

• American Heritage Stock Transfer Inc. et al. - s. 127(7)

• Shallow Oil & Gas Inc. et al. - s. 127

• The Options Clearing Corporation - s. 147

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Shaun Gerard McErlean and Securus Capital Inc. - ss. 127, 127.1

• Neil Macpherson

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• IIROC Rules Notice -- Request for Comments -- UMIR and Dealer Member Rules -- Proposed Provisions Respecting Third-Party Electronic Access to Marketplaces

Clearing Agencies

• Notice of Commission Order -- CME Clearing Europe Limited -- Application for Exemptive Relief

• The Options Clearing Corporation -- Notice of Commission Order -- Application for Exemptive Relief

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