Ontario Securities Commission Bulletin

Issue 35/45 - November 08, 2012

Ont. Sec. Bull. Issue 35/45

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Investment Funds Practitioner -- November 2012

Notices of Hearing

• Systematech Solutions Inc. et al. -- ss. 127, 127(1)

News Releases

• OSC Announces New Members of Investor Advisory Panel

• OSC Announces New Members to its Executive Management Team

Notices from the Office of the Secretary

• Vincent Ciccone et al.

• Sino-Forest Corporation et al.

• Caroline Frayssignes Cotton

• Amendment and Consolidation of the Rules of Procedure of the OSC as of October 25, 2012

• Systematech Solutions Inc. et al.

• Bunting & Waddington Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Man Investments Canada Corp. and GLG Income Opportunities Fund

• Premium Income Corporation and Strathbridge Asset Management Inc.

• Man Investments Canada Corp. and GLG Income Opportunities Fund

• Man Investments Canada Corp. and GLG Income Opportunities Fund

• BMO Nesbitt Burns Inc. and BMO Nesbitt Bunrs Ltée/Ltd

• Pure Energy Services Ltd. -- s. 1(10)

• The Royal Canadian Mint

• Excel Funds Management Inc. and Excel Income and Growth Fund

• Merrill Lynch Canada Inc.

• Lucca Energy Ltd. -- s. 1(10)

• Luxfer Canada Limited -- s. 1(10)(a)(ii)

• Allied Gold Mining PLC and St Barbara Limited

Orders

• Canadian National Railway Company -- s. 104(2)(c)

• Sino-Forest Corporation et al. -- s. 144

• Caroline Frayssignes Cotton -- s. 127(1)

• SEI Investments Canada Company and SEI Investments Management Corporation -- s. 74(1)

• Bunting & Waddington Inc. et al.

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Trinity Wood Securities Ltd. and Peter Browning -- s. 31

• Vincent Ciccone et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• OSC Rules of Procedure (Amendment and Consolidation as of October 25, 2012)

Chapter 6 - Request for Comments

• CSA Staff Consultation Paper 21-401 -- Real-Time Market Data Fees

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• CX2 Canada ATS -- Notice Of Initial Operations Report and Request for Feedback

• Notice of Commission Approval -- Alpha Exchange Inc. -- Withdrawal of Listing Rules

• Notice of Commission Approval -- TMX Group Ltd. -- Integration of the Operations of Alpha Exchange Inc.

• Liquidnet Canada -- Notice of Proposed Changes and Request for Comment

Clearing Agencies

• Notice of Commission Approval -- TMX Group Ltd. -- Integration of Certain Aspects of the Operations of The Canadian Depository for Securities Limited

• Notice of Commission Approval -- CDS -- Amendments to CDS' Outsourcing Agreement

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