Ontario Securities Commission Bulletin

Issue 35/47 - November 22, 2012

Ont. Sec. Bull. Issue 35/47

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

OSC Staff Notice 33-738 -- 2012 OSC Annual Summary Report for Dealers, Advisers and Investment Fund Managers

Hollinger Inc. et al.

Notice of Ministerial Approval of Letter Agreement between the OSC and the APGO

News Releases

Canadian Regulators Propose to Mandate OBSI's Dispute Resolution Service

Notices from the Office of the Secretary

Knowledge First Financial Inc.

F. David Radler

Hollinger Inc. et al.

Sage Investment Group et al.

Shallow Oil & Gas Inc. et al.

IIROC v. Roger Carl Schoer

Chapter 2 - Decisions, Orders and Rulings

Decisions

CIBC Asset Management Inc.

Credit Suisse Securities (USA) LLC

True North Apartment Real Estate Investment Trust

Celtic Exploration Ltd.

Faircourt Gold Income Corp. and Faircourt Asset Management Inc.

Difference Capital Funding Inc.

ING Direct Asset Management Limited et al.

Versatile Systems Inc.

Orders

Coventree Inc. -- s. 1(6) of the OBCA

Knowledge First Financial Inc.

F. David Radler -- s. 127(10) of the Act and Rule 12 of the OSC Rules of Procedure

Gram Minerals Corp. -- s. 144

Sage Investment Group et al. -- s. 127

Shallow Oil & Gas Inc. et al. -- s. 127(1)

Almonty Industries Inc. -- s. 1(11)(b)

IIROC v. Roger Carl Schoer -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

F. David Radler

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

 

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