Ontario Securities Commission Bulletin

Issue 35/48 - November 29, 2012

Ont. Sec. Bull. Issue 35/48

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Notices of Hearing

Frederick Johnathon Nielsen, previously known as Frederick John Gilliland -- ss. 127(1), 127(10)

News Releases

Richvale Resource Corp. and Pasquale Schiavone

Notices from the Office of the Secretary

Maitland Capital Ltd. et al.

International Strategic Investments et al.

Jowdat Waheed and Bruce Walter

Northern Securities Inc. et al.

Richvale Resource Corporation et al.

Beryl Henderson

Heritage Education Funds Inc.

Frederick Johnathon Nielsen, previously known as Frederick John Gilliland -- ss. 127(1), 127(10)

Jowdat Waheed and Bruce Walter

Chapter 2 - Decisions, Orders and Rulings

Decisions

iShares Natural Gas Commodity Index Fund et al.

RBC Global Asset Management Inc.

Score Media Inc. -- s. 1(10)

Barrick Energy Inc. -- s. 1(10)(a)(ii)

Celestica Inc.

Invesco Canada Ltd.

Vanguard Investments Canada Inc.

Stanton Asset Management Inc. et al.

Sprott Power Corp.

BMO Asset Management Inc. and BMO Covered Call Dow Jones Industrial Average Hedged to CAD ETF

Elad Canada Inc.

Vanguard Investments Canada Inc. et al.

Invesco Canada Ltd.

Orders

Maitland Capital Ltd. et al. -- s. 127

International Strategic Investments et al.

Jowdat Waheed and Bruce Walter

Northern Securities Inc. et al. -- ss. 21.7 and 8

Richvale Resource Corporation et al. -- ss. 37, 127, 127.1

Beryl Henderson

Heritage Education Funds Inc.

Flaherty & Crumrine Incorporated -- s. 80 of the CFA

The Streetwear Corporation -- s. 144

Jowdat Waheed and Bruce Walter

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Maitland Capital Ltd. et al. -- s. 127

Richvale Resource Corporation et al. -- ss. 37, 127, 127.1

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer and Amendments to NI 51-102 Continuous Disclosure Obligations and Companion Policy 51-102CP Continuous Disclosure Obligations

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 25 - Other Information

Approvals

Portland Investment Counsel Inc. -- s. 213(3)(b) of the LTCA

 

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