Ontario Securities Commission Bulletin
Issue 35/51 - December 20, 2012
Ont. Sec. Bull. Issue 35/51
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• CSA Staff Notice 13-315 (Revised) -- Securities Regulatory Authority Closed Dates 2013
• CSA Staff Notice 23-314 -- Frequently Asked Questions about National Instrument 23-103 Electronic Trading
Notices of Hearing
• Systematech Solutions Inc. et al. -- ss. 127, 127.1
News Releases
• Investor Alert -- Emerging World Pharma, Inc.
• OSC Announces Registrant Advisory Committee Members
• OSC Seeks Comment on Review of Capital-Raising Prospectus Exemptions
Notices from the Office of the Secretary
• Systematech Solutions Inc. et al.
• Global RESP Corporation and Global Growth Assets Inc.
• Systematech Solutions Inc. et al.
• Frederick Johnathon Nielsen, previously known as Frederick John Gilliland
• Eda Marie Agueci et al.
• New Found Freedom Financial et al.
• Merax Resource Management Ltd. et al.
• Peter Sbaraglia
Chapter 2 - Decisions, Orders and Rulings
Decisions
• POCML 1 Inc.
• Artis Real Estate Investment Trust and Canaccord Genuity Corp.
• Inter-Citic Minerals Inc. -- s. 1(10)
• The Catalyst Capital Group Inc. and Callidus Capital Management Inc. -- s. 15.1 of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations
• Bridgewater Associates, LP
• TD Securities Inc. and TD Waterhouse Canada Inc.
• National Bank Financial Inc.
• Audiotech Healthcare Corporation -- s. 1(10)(a)(ii)
• R.N. Croft Financial Group Inc. and the Funds Listed in Schedule A
• Unipex International S.A.S. and SISMUX 2 S.A.S.
Orders
• Global RESP Corporation and Global Growth Assets Inc. -- s. 127(1)
• Systematech Solutions Inc. et al. -- ss. 127(1), 127(7), 127(8)
• Frederick Johnathon Nielsen, previously known as Frederick John Gilliland -- s. 127
• National Bank Financial Inc. -- s. 80 of the CFA
• New Found Freedom Financial et al. -- s. 127, 127.1
• Merax Resource Management Ltd. et al. -- ss. 127(1), 127.1
• Peter Sbaraglia
Rulings
• MEAG New York Corporation -- s. 74(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Eda Marie Agueci et al.
• New Found Freedom Financial et al. -- s. 127
• Merax Resource Management Ltd. et al. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• OSC Rule 13-502 Fees and Companion Policy 13-502CP Fees
• OSC Rule 13-503 (Commodity Futures Act) Fees and Companion Policy 13-503CP (Commodity Futures Act) Fees
Chapter 6 - Request for Comments
• OSC Exempt Market Review -- OSC Staff Consultation Paper 45-710 -- Considerations for New Capital Raising Prospectus Exemptions
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC Rules Notice 12-0385 -- Request for Comment -- Dealer Member Rules -- Disclosure Requirements for Research Reports
Marketplaces
• TSX and TSXV Consultation Paper on Emerging Market Issuers
Chapter 25 - Other Information
Approvals
• Hamilton Capital Partners Inc. -- s. 213(3)(b) of the LTCA
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