Ontario Securities Commission Bulletin

Issue 36/03 - January 17, 2013

Ont. Sec. Bull. Issue 36/03

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Exempt Market Review -- Consultation Sessions on OSC Staff Consultation Paper 45-710

CSA Staff Notice 31-332 -- Relevant Investment Management Experience for Advising Representatives and Associate Advising Representatives of Portfolio Managers

Notices of Hearing

Issam El-Bouji et al. -- ss. 127, 127.1

Primaris Retail Real Estate Investment Trust and KS Acquisition II LP -- s. 127

News Releases

Canadian Securities Regulators Adopt Amendments to Improve Scholarship Plan Disclosure for Investors

Notices from the Office of the Secretary

Simply Wealth Financial Group Inc. et al.

Issam El-Bouji et al.

Peter Sbaraglia

Primaris Retail Real Estate investment Trust and KS Acquisition II LP

Morgan Dragon Development Corp. et al.

Newer Technologies Limited et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Plexmar Resources Inc.

Central Goldtrust

The Pallas Athena Corporation

Silver Bullion Trust

IFM (US) Investment Advisor, LLC et al.

Central Fund of Canada Limited

Primaris Retail Real Estate Investment Trust and KS Acquisition II LP

Zongshen PEM Power Systems Inc.

PRT Growing Services Ltd.

Orders

Simply Wealth Financial Group Inc. et al. -- ss. 127, 127.1

Simply Wealth Financial Group Inc. et al. -- ss. 127, 127.1

Peter Sbaraglia

Morgan Dragon Development Corp. et al. -- s. 127

Newer Technologies Limited et al. -- ss. 127(1), 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

White Capital Corporation and Matthew White -- s. 31

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

OSC Staff Notice of Approval -- IIROC Housekeeping Amendments to IFRS version of Form 1

 

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