Ontario Securities Commission Bulletin

Issue 36/04 - January 24, 2013

Ont. Sec. Bull. Issue 36/04

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

OSC Staff Notice 81-718 -- Summary Report for Investment Fund Issuers

OSC Staff Notice 45-711 -- Extension of Consultation Period -- OSC Staff Consultation Paper 45-710 Considerations for New Capital Raising Prospectus Exemptions

Notices of Hearing

Matthew Robert White and White Capital Corporation -- s. 8(4)

Sage Investment Group et al.

News Releases

Superior Court of Justice Allows the Ontario Securities Commission's Sentence Appeal in the Matter of Abel Da Silva

Court Dismisses Application by Andrew Rankin

Notices from the Office of the Secretary

Matthew Robert White and White Capital Corporation

International Strategic Investments et al.

Sage Investment Group et al.

Jowdat Waheed and Bruce Walter

Firestar Capital Management Corp. et al.

Global Consulting and Financial Services et al.

Paul Azeff et al.

Bunting & Waddington Inc. et al.

Global Energy Group, Ltd. et al.

Matthew Robert White and White Capital Corporation

Sandy Winick et al.

Sage Investment Group et al.

Sino-Forest Corporation et al.

Oversea Chinese Fund Limited Partnership et al.

Sino-Forest Corporation et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Abbott Laboratories

Progress Energy Canada Ltd.

Prodigy Gold Inc. -- s. 1(10)

World Heart Corporation

Orders

Jowdat Waheed and Bruce Walter

Jowdat Waheed and Bruce Walter

International Strategic Investments et al.

Firestar Capital Management Corp. et al. -- ss. 127(1), 127(7), 127(8)

Global Consulting and Financial Services et al. -- ss. 127(1), 127(8)

Paul Azeff et al. -- Rule 6 of the OSC Rules of Procedure

Bunting & Waddington Inc. et al.

Global Energy Group, Ltd. et al. -- ss. 37, 127, 127.1

Matthew Robert White and White Capital Corporation-- s. 8(4)

Sandy Winick et al.

Sino-Forest Corporation et al.

Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7), 127(8)

Sino-Forest Corporation et al. -- ss. 127(7), 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Jowdat Waheed and Bruce Walter

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

Proposed Amendments Facilitating CSA Information Technology Arrangements

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

Alpha Exchange Inc. -- Amendments to the Alpha Exchange Trading Policies -- Notice of Proposed Changes and Request for Feedback

 

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