Ontario Securities Commission Bulletin

Issue 36/05 - January 31, 2013

Ont. Sec. Bull. Issue 36/05

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Ministerial Approval of Amendments to OSC Rule 13-502 Fees and OSC Rule (Commodity Futures Act) Fees

• Sage Investment Group et al. -- Notice of Withdrawal

Notices from the Office of the Secretary

• Sage Investment Group et al.

• Sage Investment Group et al.

• Global RESP Corporation and Global Growth Assets Inc.

• Sage Investment Group et al.

• Primaris Retail Real Estate Investment Trust and KS Acquisition II LP

• Moncasa Capital Corporation and John Frederick Collins

• David Charles Phillips and John Russell Wilson

• Ground Wealth Inc. et al.

• Eda Marie Agueci et al.

• Issam El-Bouji et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Ensemble Travel, Inc.

• Tanq Capital Corporation -- s. l(10)(a)(ii)

• Potash Corporation of Saskatchewan Inc.

Orders

• Sage Investment Group et al. -- s. 127

• Global RESP Corporation and Global Growth Assets Inc. -- s. 127(1)

• Sage Investment Group et al.

• Sage Investment Group et al.

• Tanq Capital Corporation -- s. 1(6) of the OBCA

• Moncasa Capital Corporation and John Frederick Collins -- ss. 127, 127.1

• David Charles Phillips and John Russell Wilson -- Rule 9 of the OSC Rules of Procedure

• Ackroo Inc. -- s. 1(11)(b)

• Eda Marie Agueci et al. -- s. 127

• Issam El-Bouji et al. -- s. 127

• DUSA Pharmaceuticals, Inc. -- s. 1(10)(a)(ii)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Sage Investment Group et al.

• Sage Investment Group et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• Amendments to OSC Rule 13-502 Fees

• Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• OSC Staff Notice of Approval -- MFDA Housekeeping Amendments to Form 1 -- Financial Questionnaire and Report (IFRS)

Marketplaces

• CX2 Canada ATS -- Notice of Completion of Staff Review -- CX2 Initial Operations Report

Chapter 25 - Other Information

Exemptions

• Fidelity U.S. Dividend Registered Fund -- Part 6 of NI 81-101 Mutual Fund Prospectus Disclosure

Top