Ontario Securities Commission Bulletin
Issue 36/06 - February 07, 2013
Ont. Sec. Bull. Issue 36/06
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• CSA Staff Notice 31-333 -- Follow-up to Broker-Dealer Registration in the Exempt Market Dealer Category
• Notice of Correction -- DUSA Pharmaceuticals, Inc. -- s. 1(10)(a)(ii)
• CSA Staff Notice 11-321 -- Business Continuity Planning -- Industry Testing Exercise
Notices of Hearing
• Blackwood & Rose Inc. et al. -- ss. 37, 127, 127.1
• Quadrexx Asset Management Inc. et al. -- ss. 127(1), (2), (5)
• Western Wind Energy Corp. et al. -- ss. 104, 127
News Releases
• OSC Panel Issues Sanctions Against Paul Donald for Conduct Contrary to the Public Interest
Notices from the Office of the Secretary
• Blackwood & Rose Inc. et al.
• Paul Donald
• Ground Wealth Inc. et al.
• Goldpoint Resources Corporation et al.
• Quadrexx Asset Management Inc. et al.
• Western Wind Energy Corp. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Shona Energy Company, Inc.
• OMERS Administration Corporation and OMERS Investment Management Inc.
• AUX Canada Acquisition
• Queenston Mining Inc.
• GCIC Ltd. and Scotia Asset Management L.P.
• Schneider Electric S.A.
Orders
• Paul Donald -- ss. 127,127.1
• Goldpoint Resources Corporation et al. -- ss. 127, 127.1
• Ground Wealth Inc. et al. -- ss. 127(1), (7), (8)
• iShares S&P Global Consumer Discretionary Index Fund and iShares S&P Global Industrials Index Fund. -- s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
Rulings
• OMERS Administration Corporation -- s. 74(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Paul Donald -- ss. 127, 127.1
• Fast Track Capital Inc. -- s. 28
• Trafalgar Associates -- s. 31
• Goldpoint Resources Corporation et al. -- ss. 127, 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• OSC Staff Notice of Commission Approval -- MFDA Amendments to MFDA Rule 2.2.1 and Policy No. 2
• Amendments to IFRS version of Form 1
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