Ontario Securities Commission Bulletin

Issue 36/07 - February 14, 2013

Ont. Sec. Bull. Issue 36/07

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Ministerial Approval of Amendments to National Instrument 54-101 Communication With Beneficial Owners Of Securities Of A Reporting Issuer

Notices of Hearing

• Steven Vincent Weeres and Rebekah Donszelmann -- ss. 127(1), (10)

• Ground Wealth Inc. et al. -- ss. 127, 127.1

• Northern Securities Inc. et al. -- ss. 8, 21.7

Notices from the Office of the Secretary

• Oversea Chinese Fund Limited Partnership et al.

• AMTE Services Inc. et al.

• Steven Vincent Weeres and Rebekah Donszelmann

• Peter Sbaraglia

• Ground Wealth Inc. et al.

• Quadrexx Asset Management Inc et al.

• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus

• Western Wind Energy Corp. et al.

• Northern Securities Inc. et al.

• Oversea Chinese Fund Limited Partnership et al.

• Peter Sbaraglia

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Sunshine Silver Mines Corporation

• Northwest & Ethical Investments L.P. et al.

• Middlefield Can-Global REIT Income Fund

Orders

• Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7), (8)

• AMTE Services Inc. et al. -- s. 127(8)

• Quadrexx Secured Assets Inc. et al. -- ss. 127(1), (5)

• Peter Sbaraglia

• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus -- s. 60 of the Commodity Futures Act

• Western Wind Energy Corp. et al. -- ss. 104, 127

• CGA Mining Limited

• BMO US Dividend Hedged to CAD ETF et al. -- s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions

• Oversea Chinese Fund Limited et al. -- ss. 127(7), (8)

• Peter Sbaraglia

• LCH.Clearnet Limited -- s. 144

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Enhancements to the CNS Mandatory Allotment and Conversion Process

• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Enhancements to the ATON Mutual Fund Transfer Request Process

• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Decommissioning of NSCC's OTC Comparison Service

• LCH.Clearnet Limited -- Notice and Request for Comment -- Application for Recognition as a Clearing Agency by LCH.Clearnet Limited

• LCH.Clearnet Limited -- Notice of Commission Order -- Application for Variation and Restatement of LCH's Interim Order

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