Ontario Securities Commission Bulletin

Issue 36/09 - February 28, 2013

Ont. Sec. Bull. Issue 36/09

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA 2012 Enforcement Report

• Livent Inc. et al.

• OSC Staff Notice 54-702 -- Corporate Finance Guidance -- Notice-and-access: Interaction with National Policy 11-201 Electronic Delivery of Documents and the Ontario Business Corporations Act

• CSA/IIROC Joint Notice 23-315 -- Summary of Comments on CSA/IIROC Joint Notice 23-312 -- Request for Comments -- Transparency of Short Selling and Failed Trades

Notices of Hearing

• HEIR Home Equity Investment Rewards Inc. et al -- s. 127 and Rule 12 of Commission's Rules of Procedure

• Garth A. Drabinsky et al.

• JV Raleigh Superior Holdings Inc. et al. -- ss. 127(1), 127(10)

News Releases

• CSA Regulators' Enforcement Report Highlights Fraud

Notices from the Office of the Secretary

• Morgan Dragon Development Corp. et al.

• Steven Vincent Weeres and Rebekah Donszelmann

• Blackwood & Rose Inc. et al.

• Inmet Mining Corporation and First Quantum Minerals Ltd. and its wholly-owned subsidiary FQM (Akubra) Inc.

• Peter Sbaraglia

• HEIR Home Equity Investment Rewards Inc. et al.

• Northern Securities Inc. et al.

• Livent Inc. et al.

• Garth H. Drabinsky et al.

• Quadrexx Asset Management Inc. et al.

• Firestar Capital Management Corp. et al.

• Factorcorp Inc. et al.

• Majestic Supply Co. Inc. et al.

• JV Raleigh Superior Holdings Inc. et al.

• HEIR Home Equity Investment Rewards Inc. et al.

• Systematech Solutions Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Spartan Oil Corp. -- s. 1(10)

• Western Financial Group Inc.

• R.N. Croft Financial Group Inc. and the Funds Listed in Schedule A

• Global Champions Split Corp.

• Total Capital S.A. and Total Capital Canada Ltd.

• Andor Mining Inc.

• Enbridge Income Fund Holdings Inc.

• The Great-West Life Assurance Company

Orders

• Morgan Dragon Development Corp. et al. -- s. 127

• Steven Vincent Weeres and Rebekah Donszelmann -- s. 127

• Blackwood & Rose Inc. et al. -- ss. 127(7), 127(8)

• Brandywine Global Investment Management LLC -- s. 80 of the CFA

• Northern Securities et al. -- ss. 21.7, 8

• Quadrexx Asset Management Inc. et al. -- ss. 127(1), (7) and (8)

• Galway Gold Inc.

• Noventa Limited

• FactorCorp Inc. et al. -- ss. 127, 127.1

• Firestar Capital Management Corp. et al. -- ss. 127(1), 127(7), 127(8)

• Majestic Supply Co. Inc. et al. -- ss. 37, 127, 127.1

• HEIR Home Equity Investment Rewards Inc. et al. -- ss. 127, 127.1

• Systematech Solutions Inc. et al. -- s. 127(1)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Factorcorp Inc. et al. -- s. 127

• Majestic Supply Co. Inc. et al. -- s. 127

• HEIR Home Equity Investment Rewards Inc. et al.

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Liquidnet Canada Inc. -- Notice of Commission Approval Of Proposed Changes

• Omega ATS -- Notice of Commission Approval of Proposed Changes and Notice of Withdrawal of Proposed Order Types

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