Ontario Securities Commission Bulletin
Issue 36/12 - March 21, 2013
Ont. Sec. Bull. Issue 36/12
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
Notices of Hearing
• 2196768 Ontario Ltd et al. -- ss. 127(1), 127.1
• CGX Energy Inc. -- s. 127(1)
News Releases
• Canadian Securities Regulators Propose Framework for Shareholder Rights Plans
• OSC Seeks Participants to Provide Input on the CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees
• OSC's Investor Advisory Panel Releases Survey Findings on Adviser/Investor Relationship
Notices from the Office of the Secretary
• Axcess Automation LLC et al.
• 2196768 Ontario Ltd et al.
• CGX Energy Inc.
• 2196768 Ontario Ltd et al.
• Peter Sbaraglia
• KEYreit and Huntingdon Capital Corp.
• Gold-Quest International and Sandra Gale
• 2196768 Ontario Ltd
• Bernard Boily
• Newer Technologies Limited et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Premier Gold Mines Limited
• Endeavour Silver Corp.
• Skope Energy Inc. -- s. 1(10)
• Ally Credit Canada Limited -- s. 1(10)(a)(ii)
• U.S. Global Investors Inc. et al.
• Andina Minerals Inc. -- s. 1(10)(a)(ii)
• Compagnie de Saint-Gobain
Orders
• Axcess Automation LLC et al. -- ss. 127, 127.1
• 2196768 Ontario Ltd et al. -- Rule 9 of the OSC Rules of Procedure
• KEYreit and Huntingdon Capital Corp. -- s. 127(1)
• 2196768 Ontario Ltd et al.-- ss. 127, 127.1
• Bernard Boily -- s. 127
• Newer Technologies Limited et al. -- ss. 127(1), 127.1
• In the Matter of OSC Staff Notice 33-739 Termination of the Ontario Contingency Trust Fund and Certain Registered Dealers
• Poseidon Concepts Corp. -- s. 144
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Axcess Automation LLC et al. -- ss. 127, 127.1
• Peter Sbaraglia -- Rule 4.7(2) of the OSC Rules of Procedure
• 2196768 Ontario Ltd et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Top