Ontario Securities Commission Bulletin

Issue 36/13 - March 28, 2013

Ont. Sec. Bull. Issue 36/13

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

Notices of Hearing

• New Futures Trading International Corporation and Fernando Honorate Fagundes also known as Henry Roche -- ss. 127(1), 127(10)

• Bernard Boily -- ss. 127, 127.1

• Myron Sullivan II formerly known as Fred Myron George Sullivan et al. -- ss. 127(1), 127(10)

• Michael Robert Shantz and Canada Pacific Consulting Inc. -- ss. 127(1), 127(10)

• HEIR Home Equity Investment Rewards Inc. et al. -- s. 127 of the Act and Rule 12 of the OSC Rules of Procedure

• HEIR Home Equity Investment Rewards Inc. et al. -- s. 127 of the Act and Rule 12 of the OSC Rules of Procedure

• Portfolio Capital Inc. et al. -- ss. 127, 127.1

News Releases

• Court Dismisses Appeals by Geoffrey Cornish and Dean Tai

• OSC and IIROC Announce Disbursement of ABCP Settlement Funds to Investors

• Canadian Securities Administrators Announce March 26 as Check Registration Day

• Canadian Securities Regulators Seek Comment on Proposals to Modernize Investment Fund Rules

Notices from the Office of the Secretary

• Garth H. Drabinsky et al.

• AMTE Services Inc.

• CGX Energy Inc.

• Knowledge First Financial Inc.

• Heritage Education Funds Inc.

• Colby Cooper Capital Inc. et al.

• New Futures Trading International Corporation and Fernando Honorate Fagundes also known as Henry Roche

• David M. O'Brien

• Bernard Boily

• Myron Sullivan II formerly known as Fred Myron George Sullivan et al.

• Michael Robert Shantz and Canada Pacific Consulting Inc.

• Morgan Dragon Development Corp. et al.

• HEIR Home Equity Investment Rewards Inc. et al.

• HEIR Home Equity Investment Rewards Inc. et al.

• Portfolio Capital Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Celtic Exploration Ltd. -- s. 1(10)(a)(ii)

• Xstrata Canada Corporation and Glencore International PLC

• Peer 1 Network Enterprises, Inc.

• Valero Energy Corporation

• Vinci S.A.

• VisionSky Corp. -- s. 1(10)

• Dixie Energy Holdings (Canada) Ltd. -- s. 1(10)

• Webb Asset Management Canada, Inc. et al.

• Fleet Leasing Receivables Trust -- s. 1(10)

• Goodwood Inc. and Goodwood Capital Fund

• BNP Paribas Prime Brokerage, Inc.

• K2 & Associates Investment Management Inc. and the K2 Principal Trust

• Foxpoint Capital Corp.

• Thomson Reuters Corporation

• Timbercreek U.S. Multi-Residential Opportunity Fund #1

Orders

• Garth H. Drabinsky et al.

• AMTE Services Inc. -- s. 127(8)

• Knowledge First Financial Inc.

• Heritage Education Funds Inc.

• Colby Cooper Capital Inc. et al. -- s. 127

• David M. O'Brien -- s. 9(1) of the SPPA and Rules 5.2(1) and 8.1 of the OSC Rules of Procedure

• Morgan Dragon Development Corp. et al.

• The Jenex Corporation -- s. 144

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• CSA Notice of Amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations and to Companion Policy 31-103CP Registration Requirements, Exemptions and Ongoing Registrant Obligations (Cost Disclosure, Performance Reporting and Client Statements)

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• TriAct Canada Marketplace LP -- Notice of Proposed Changes and Request for Comment

Clearing Agencies

• CDS -- Notice of Effective Date -- Technical Amendments to CDS Procedures -- Tax Changes on CDS Forms

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