Ontario Securities Commission Bulletin
Issue 36/16 - April 18, 2013
Ont. Sec. Bull. Issue 36/16
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• CSA Consultation Paper 91-407 -- Derivatives: Registration
• Notice of Agreement among certain provincial securities regulators in support of the outsourcing and management of the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), the National Registration Database (NRD), and certain other nationally shared information technology systems that serve securities regulatory purposes and functions (CSA National Systems)
• Notice of Agreement among certain provincial securities regulators in respect of the ownership and licensing of the intellectual property comprising the System for Electronic Document Analysis and Retrieval (SEDAR), the System for Electronic Disclosure by Insiders (SEDI), and the National Registration Database (NRD) (CSA National Systems)
• Notice of Agreement among certain provincial securities regulators and the Investment Industry Regulatory Organization of Canada (IIROC) with respect to the administration and application of surplus funds generated by the operation of the National Registration Database (NRD)
• Notice of Agreement among certain provincial securities regulators with respect to the administration and application of surplus funds generated by the operation of the System for Electronic Document Analysis and Retrieval (SEDAR) and the System for Electronic Disclosure by Insiders (SEDI)
Notices of Hearing
• Richard Bruce Moore -- ss. 127, 127.1
Notices from the Office of the Secretary
• Morgan Dragon Development Corp. et al.
• Morgan Dragon Development Corp. et al.
• Ground Wealth Inc. et al.
• Ground Wealth Inc. et al.
• Blackwood & Rose Inc. et al.
• Richard Bruce Moore
• Myron Sullivan II et al.
• Michael Robert Shantz and Canada Pacific Consulting Inc.
• New Hudson Television LLC & James Dmitry Salganov
• Steven George Conville
• Juniper Fund Management Corporation et al.
• Sandy Winick et al.
• Ronald James Ovenden et al.
• JV Raleigh Superior Holdings Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• C.A. Bancorp Inc.
• Pipeworx Ltd. and PLH Canada Holdings Inc.
• Quadrus Investment Services Ltd.
• Macquarie Private Wealth Inc. and Macquarie Private Wealth Corp.
• Peer 1 Network Enterprises, Inc.
Orders
• Morgan Dragon Development Corp. et al. -- Rules 1.7.4 and 11 of the OSC Rules of Procedure
• Morgan Dragon Development Corp. et al.
• Ground Wealth Inc. et al. -- ss. 127(1), 127(7), 127(8)
• Ground Wealth Inc. et al.
• Blackwood & Rose Inc. et al. -- ss. 127(7), 127(8)
• Bayfield Ventures Corp. -- s. 1(11)(b)
• Myron Sullivan II et al. -- s. 127
• Michael Robert Shantz and Canada Pacific Consulting Inc. -- s. 127
• New Hudson Television LLC & James Dmitry Salganov -- s. 127
• Steven George Conville -- s. 8(4) of the Act, and Rule 14.7 of the OSC Rules of Procedure
• Juniper Fund Management Corporation et al. -- ss. 127, 127.1
• Sandy Winick et al. -- Rule 11.5 of the OSC Rules of Procedure
• Ronald James Ovenden et al. -- s. 127
• JV Raleigh Superior Holdings Inc. et al. -- Rules 11.4 and 11.5 of the OSC Rules of Procedure
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Morgan Dragon Development Corp. et al.
• Juniper Fund Management Corporation et al.
• Ronald James Ovenden et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Lynx ATS -- Notice of Initial Operations Report and Request for Comment
Chapter 25 - Other Information
Consents
• Falcon Gold Corp. -- s. 4(b) of the Regulation
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