Ontario Securities Commission Bulletin

Issue 36/17 - April 25, 2013

Ont. Sec. Bull. Issue 36/17

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

Notices of Hearing

• Bunting & Waddington Inc. et al. -- ss. 127(1), 127.1

• Colby Cooper Capital Inc. et al. -- s. 127 of the Act and Rule 12 of the OSC Rules of Procedure

News Releases

• Richard Bruce Moore Settles with the Ontario Securities Commission on Insider Trading Violation

• Canadian Securities Regulators Release MFDA Oversight Review Report

• CSA Seeks Comment on Proposals for Derivatives Market Registration and Regulation

• OSC Requests New Members for Investment Funds Product Advisory Committee

Notices from the Office of the Secretary

• Richard Bruce Moore

• New Futures Trading International Corporation and Fernando Honorate Fagundes also known as Henry Roche

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Bunting & Waddington Inc. et al. -- ss. 127(1), 127.1

• Heritage Education Funds Inc.

• Colby Cooper Capital Inc. et al.

• FactorCorp Inc. et al.

• Heritage Management Group and Anna Hrynisak

• Global Consulting and Financial Services et al.

• Portfolio Capital Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Canaco Resources Inc.

• Brookfield Property Partners L.P.

• Aurion Capital Management Inc.

• Penfold Capital Acquisition IV Corporation

• Desjardins Investments Inc. et al.

• Barclays Capital Inc. et al.

Orders

• Richard Bruce Moore -- ss. 127, 127.1 of the Act and Rule 12 of the OSC Rules of Procedure

• Prestige Telecom Inc. -- s. 144

• New Futures Trading International Corporation and Fernando Honorate Fagundes also known as Henry Roche -- Rule 1.5.3 of the OSC Rules of Procedure

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Heritage Education Funds Inc.

• FactorCorp Inc. et al.

• Heritage Management Group and Anna Hrynisak

• Global Consulting and Financial Services et al.

• Portfolio Capital Inc. et al. -- ss. 127, 127.1

• Government Strip Bond Trust -- s. 1(10)(a)(ii)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Richard Bruce Moore

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

• Proposed Amendments to OSC Rule 45-501 Ontario Prospectus and Registration Exemptions and Proposed Amendments to NI 45-106 Prospectus and Registration Exemptions

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

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