Ontario Securities Commission Bulletin
Issue 36/20 - May 16, 2013
Ont. Sec. Bull. Issue 36/20
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• OSC Investor Roundtable -- Investing in Start-ups or Small and Medium Sized Companies
• OSC Exempt Market Review -- Investor Roundtable -- Backgrounder
• Notice of Correction to Published Notice of Ministerial Approval of Amendments to National Instrument 41-101 General Prospectus Requirements, National Instrument 44-101 Short Form Prospectus Distributions, National Instrument 44-102 Shelf Distributions, National Instrument 81-101 Mutual Fund Prospectus Disclosure and Consequential Amendments to National Instrument 52-107 Acceptable Accounting Principles and Auditing Standards, National Instrument 51-102 Continuous Disclosure Obligations and National Instrument 13-101 System for Electronic Document Analysis and Retrieval
Notices from the Office of the Secretary
• Energy Syndications Inc. et al.
• Ronald James Ovenden et al.
• Bunting & Waddington Inc. et al.
• Children's Education Funds Inc.
• Beryl Henderson
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Integra Capital Limited and Integra Capital Limited
• FT Portfolios Canada Co.
• Plazacorp Retail Properties Ltd.
• NAV Canada
• Investors Japanese Equity Fund et al.
• Primaris Retail Real Estate Investment Trust -- s. 1(10)
• Griffiths Energy International Inc.
• Thales
• Kelt Exploration Ltd.
• Genworth MI Canada Inc.
• Starlight U.S. Multi-Family Core Fund
Orders
• Energy Syndications Inc. et al. -- Rules 1.6(2), 4.3(1), 4.5(1), and 4.5(2) of the OSC Rules of Procedure
• Ronald James Ovenden et al. -- ss. 127(1), 127(7), 127(8)
• Bunting & Waddington Inc. et al. -- s. 127(1)
• Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc. -- s. 144
• Children's Education Funds Inc.
• Beryl Henderson
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Simply Wealth Financial Group Inc. et al. -- ss. 127, 127.1
• Bunting & Waddington Inc. et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Clearing Agencies
• CDS -- Notice and Request for Comments -- Material Amendments to CDS Rules -- Termination of Finet
• OSC Notice and Request for Comment -- Chicago Mercantile Exchange Inc. -- Application for Exemption from Recognition as a Clearing Agency
• Variation Order -- Variation of the Recognition Order of the Canadian Depository for Securities Limited (CDS) and CDS Clearing and Depository Services Inc. (CDS CLEARING)
Chapter 25 - Other Information
Approvals
• Taylor Asset Management Inc. -- s. 213(3)(b) of the LTCA
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