Ontario Securities Commission Bulletin

Issue 36/21 - May 23, 2013

Ont. Sec. Bull. Issue 36/21

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Investor Roundtable -- Investing in Start-ups or Small and Medium Sized Companies

• OSC Exempt Market Review -- Investor Roundtable -- Backgrounder

• The Investment Funds Practitioner -- May 2013

• Notice of Correction -- OSC Notice and Request for Comment -- Chicago Mercantile Exchange Inc. -- Application for Exemption from Recognition as a Clearing Agency

• Notice of Ministerial Approval of Consequential Amendments to Registration, Prospectus and Continuous Disclosure Rules Related to National Instrument 25-101 Designated Rating Organizations

News Releases

• OSC Announces Agenda for Roundtable Discussion of CSA Discussion Paper and Request for Comment 81-407 Mutual Fund Fees

• Ming Chao Zhao Settles with the Ontario Securities Commission on Insider Trading Violations

Notices from the Office of the Secretary

• Onix International Inc. and Tyrone Constantine Phipps

• Sino-Forest Corporation et al.

• The Juniper Fund Management Corporation et al.

• Quadrexx Asset Management Inc. et al.

• Ming Chao Zhao

• Pro-Financial Asset Management Inc.

• Moncasa Capital Corporation and John Frederick Collins

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Sun Life Global Investments (Canada) Inc. and Sun Life Dynamic Equity Income Fund

• Sun Life Global Investments (Canada) Inc. and the Funds defined below

• Eloqua, Inc.

Orders

• Tim Hortons Inc. -- s. 104(2)(c)

• Onix International Inc. and Tyrone Constantine Phipps

• Sino-Forest Corporation et al.

• The Juniper Fund Management Corporation et al. -- ss. 127 and 127.1

• Quadrexx Asset Management Inc. et al. -- ss. 127(1) and (8)

• Ming Chao Zhao -- ss. 127(1) and 127.1 and Rule 12 of the Commission Rules of Procedure

• Pro-Financial Asset Management Inc. -- ss. 127(1) & 127(5)

• Moncasa Capital Corporation and John Frederick Collins -- ss. 127 and 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• White Capital Corporation and Matthew White -- s. 31

• Moncasa Capital Corporation and John Frederick Collins

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

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