Ontario Securities Commission Bulletin

Issue 36/22 - May 30, 2013

Ont. Sec. Bull. Issue 36/22

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Investor Roundtable -- Investing in Start-ups or Small and Medium Sized Companies

• OSC Exempt Market Review -- Investor Roundtable -- Backgrounder

Notices of Hearing

• Pro-Financial Asset Management Inc. -- ss. 127(1), (7) and (8)

• ITOK Capital Corp. -- s. 127

News Releases

• Canadian Securities Regulators Adopt "Pre-Marketing" and "Marketing" Amendments to Prospectus Rules

Notices from the Office of the Secretary

• Normand Gauthier et al

• Heritage Management Group and Anna Hrynisak

• Global Consulting and Financial Services et al.

• Issam El-Bouji et al.

• Blackwood & Rose et al.

• Sandy Winick et al.

• ITOK Capital Corp.

• Heritage Education Funds Inc.

• Jowdat Waheed and Bruce Walter

• ITOK Capital Corp.

• AMTE Services Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Wildcat Silver Corporation and Riva Gold Corporation

• Regional Municipality of York

• C.S.T. Consultants Inc. et al.

• Crepax Acquisition Corp. -- s. 1(10)

• Keybase Financial Group Inc. and W. H. Stuart Mutuals Ltd.

Orders

• Normand Gauthier et al. -- Rule 1.7.4 of the Rules of Procedure

• Heritage Management Group and Anna Hrynisak

• Global Consulting and Financial Services et al.

• Issam El-Bouji et al. -- s. 127

• Blackwood & Rose Inc. et al. -- ss. 127(7) and (8)

• Sandy Winick et al.

• Heritage Education Funds Inc.

• Big Bank Big Oil Split Corp. -- s. 158(1.1) of the OBCA

• ITOK Capital Corp. -- s. 127(1)

• AMTE Services Inc. et al. -- s. 128(8)

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

• Notice of Approval -- Alpha Exchange Inc. -- Amendments to the Alpha Exchange Inc. Trading Policies to Reflect Migration to TSX Quantum

• Notice of Approval -- Alpha Exchange Inc. -- Amendments to the Alpha Exchange Inc. Trading Policies -- SDL Order Interaction

Clearing Agencies

• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Modification of Non-Financial Details on Blind Repo Trades

Chapter 25 - Other Information

Consents

• Aumento Capital III Corporation -- s. 4(b) of the Regulation

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