Ontario Securities Commission Bulletin

Issue 36/26 - June 27, 2013

Ont. Sec. Bull. Issue 36/26

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Notice 11-768 -- Notice of Statement of Priorities for Financial Year to End March 31, 2014

• CSA Staff Notice 11-324 -- Extension of Comment Period -- Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments and Other Matters Concerning National Instrument 81-104 Commodity Pools and Securities Lending, Repurchases and Reverse Repurchases by Investment Funds

• OSC Staff Notice 43-705 -- Report on Staff's Review of Technical Reports by Ontario Mining Issuers

• Notice of Amendments to the Commodity Futures Act and the Securities Act

Notices of Hearing

• Heritage Management Group and Anna Hrynisak -- ss. 37 and 127

• Ernst & Young LLP (Audits of Zungui Haixi Corporation) -- ss. 127, 127.1

• Onix International and Tyrone Constantine Phipps -- ss. 37, 127

News Releases

• Ontario Securities Commission Release Results of Mining Issuer Technical Reports Sweep

Notices from the Office of the Secretary

• Knowledge First Financial Inc.

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation)

• Blackwood & Rose Inc. et al.

• Heritage Management Group and Anna Hrynisak

• Energy Syndications Inc. et al.

• Ernst & Young LLP (Audits of Zungui Haixi Corporation)

• Knowledge First Financial Inc.

• Onix International Inc. and Tyrone Constantine Phipps

• Heritage Management Group and Anna Hrynisak

• Global Consulting and Financial Services et al.

• Portfolio Capital Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Blackrock Asset Management Canada Limited et al.

• Fidelity Investments Canada ULC

• Canoe Financial LP

• Franklin Templeton Investments Corp.

• Victhom Laboratory Inc.

Orders

• Knowledge First Financial Inc.

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) -- ss. 127, 127.1

• SSgA Funds Management, Inc. -- s. 80 of the CFA

• Blackwood & Rose Inc et al. -- ss. 127(7) and 127(8)

• Energy Syndications Inc. et al. -- ss. 127 and 127.1

• Knowledge First Financial Inc.

• Heritage Management Group and Anna Hrynisak -- ss. 37 and 127(1)

• Portfolio Capital Inc et al. -- ss. 127 and 127.1

• Global Consulting and Financial Services et al. -- ss. 127(1) and 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Vincent Ciccone and Cabo Catoche Corp. (a.k.a. Medra Corp. and Medra Corporation) -- s. 127

• Energy Syndications Inc. et al. -- s. 127

• Heritage Management Group and Anna Hrynisak

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 9 - Legislation

• Bill 65, Prosperous and Fair Ontario Act (Budget Measures), 2013

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• Investment Industry Regulatory Organization of Canada -- Amendments to IFRS version of Form 1 -- Notice Of Commission Approval

• IIROC Rules Notice 13-0174 -- Request for Comment -- Proposed Plain Proposed Plain Language Rule Sections 2210 and 2211 -- Suspension and Termination of a Dealer Member

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