Ontario Securities Commission Bulletin

Issue 36/28 - July 11, 2013

Ont. Sec. Bull. Issue 36/28

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

OSC Investor Advisory Panel -- Request for Applications

OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities

Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities

Notices of Hearing

Welcome Place Inc. et al. -- ss. 127(7), 127(8)

News Releases

Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access

OSC INVESTOR ALERT: EquityStar Momentum Growth Fund

OSC Seeks Members for Investor Advisory Panel

Notices from the Office of the Secretary

Ernst & Young LLP

Garth H. Drabinsky et al.

Welcome Place Inc. et al.

Juniper Fund Management Corporation et al.

Issam El-Bouji et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

BNP Paribas Securities Corp. et al.

Cerro Resources NL -- s. 1(10)

OneMove Technologies Inc. -- s. 1(10)

Aston Hill Asset Management Inc.

T. Rowe Price (Canada), Inc.

Deutsche Bank Securities Limited

Orders

Ernst & Young LLP -- ss. 127, 127.1

Garth H. Drabinsky et al. -- ss. 127, 127.1

Salida Wealth Preservation Fund S.à.r.l. -- s. 1(10)(a)(ii)

Welcome Place Inc. et al. -- ss. 127(1), 127(5)

Juniper Fund Management Corporation et al. -- ss. 127, 127.1

Issam El-Bouji et al. -- Rule 6.7 of the OSC Rules of Procedure

The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.-- s. 144

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.-- Notice of Commission Order -- Application for Variation of Recognition Order

Material Amendments to CDS Procedures -- Amendments to the Buy-in Process -- Request for Comments

 

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