Ontario Securities Commission Bulletin
Issue 36/28 - July 11, 2013
Ont. Sec. Bull. Issue 36/28
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• OSC Investor Advisory Panel -- Request for Applications
• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments
• Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities
• Notice of Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities
Notices of Hearing
• Welcome Place Inc. et al. -- ss. 127(7), 127(8)
News Releases
• Canadian Securities Regulators Establish Regulatory Framework to Manage Risks Associated with Direct Electronic Access
• OSC INVESTOR ALERT: EquityStar Momentum Growth Fund
• OSC Seeks Members for Investor Advisory Panel
Notices from the Office of the Secretary
• Ernst & Young LLP
• Garth H. Drabinsky et al.
• Welcome Place Inc. et al.
• Juniper Fund Management Corporation et al.
• Issam El-Bouji et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• BNP Paribas Securities Corp. et al.
• Cerro Resources NL -- s. 1(10)
• OneMove Technologies Inc. -- s. 1(10)
• Aston Hill Asset Management Inc.
• T. Rowe Price (Canada), Inc.
• Deutsche Bank Securities Limited
Orders
• Ernst & Young LLP -- ss. 127, 127.1
• Garth H. Drabinsky et al. -- ss. 127, 127.1
• Salida Wealth Preservation Fund S.à.r.l. -- s. 1(10)(a)(ii)
• Welcome Place Inc. et al. -- ss. 127(1), 127(5)
• Juniper Fund Management Corporation et al. -- ss. 127, 127.1
• Issam El-Bouji et al. -- Rule 6.7 of the OSC Rules of Procedure
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.-- s. 144
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Clearing Agencies
• The Canadian Depository for Securities Limited and CDS Clearing and Depository Services Inc.-- Notice of Commission Order -- Application for Variation of Recognition Order
• Material Amendments to CDS Procedures -- Amendments to the Buy-in Process -- Request for Comments
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