Ontario Securities Commission Bulletin

Issue 36/30 - July 25, 2013

Ont. Sec. Bull. Issue 36/30

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• CSA Notice 51-340 -- Update on Proposed National Instrument 51-103 Ongoing Governance and Disclosure Requirements for Venture Issuers

• CSA Staff Notice 51-339 -- Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2013

News Releases

• Canadian Securities Regulators Announce Results of Continuous Disclosure Reviews for Fiscal 2013

• OSC Launches Registrant Outreach to Improve Dialogue with Ontario Registrants

• OSC Announces Investment Funds Product Advisory Committee Members for 2013-2015

• Canadian Securities Regulators Will Not Implement Proposed Rule for Venture Issuers

Notices from the Office of the Secretary

• Bunting & Waddington Inc. et al.

• Heritage Education Funds Inc.

• Onix International Inc. and Tyrone Constantine Phipps

• Ernst & Young LLP (Audits of Zungui Haixi Corporation)

• Rezwealth Financial Services Inc. et al.

• Global Consulting and Financial Services et al.

• AMTE Services Inc. et al.

• Children's Education Funds Inc.

• TD Securities Inc. et al.

• Sino-Forest Corporation et al.

• Pro-Financial Asset Management Inc.

• David M. O'Brien

Chapter 2 - Decisions, Orders and Rulings

Decisions

• WPT Industrial Real Estate Investment Trust

• Choice Properties Real Estate Investment Trust

• Elemental Minerals Limited

• True North Apartment Real Estate Investment Trust

• I.G. Investment Management, Ltd. and Investors Real Property Fund

• Redwood Asset Management Inc. et al.

• Argent Energy Trust

• Sonoro Energy Ltd.

Orders

• Bunting & Waddington Inc. et al. -- Rule 11 of the OSC Rules of Practice

• Aston Hill Senior Gold Producers Income Corp. -- s. 1(6) of the OBCA

• Heritage Education Funds Inc.

• Onix International Inc. and Tyrone Constantine Phipps -- ss. 37, 127(1)

• Ernst & Young LLP (Audits of Zungui Haixi Corporation) -- ss. 127, 127.1

• Rezwealth Financial Services Inc. et al. -- s. 127

• GrowthWorks Enterprises Ltd. (formerly SEAMARK Asset Management Ltd.) -- s. 147

• Alpha Exchange Inc. -- s. 144

• Global Consulting and Financial Services et al. -- ss. 37, 127(1)

• AMTE Services Inc. et al. -- s. 127(8)

• Children's Education Funds Inc.

• Northern Sun Exploration Company Inc. -- s. 144

• Invesco Canada Ltd. et al. -- s. 80 of the CFA

• Sino-Forest Corporation et al.

• Dow Chemical Company -- s. 1(10)(a)(ii)

• Pro-Financial Asset Management Inc. -- ss. 127(1), (2) and (8)

• David M. O'Brien -- s. 9(10 of the SPPA and Rules 5.2(1), 8.1 of the OSC Rules of Procedure

• Diadem Resources Ltd. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Onix International Inc. and Tyrone Constantine Phipps

• Rezwealth Financial Services Inc. et al. -- s. 127

• Global Consulting and Financial Services et al.

• TD Securities Inc. et al. -- ss. 8(3), 27.1

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• OSC Staff Notice of Request for Comment -- MFDA -- Proposed Amendments to MFDA By-Law No. 1

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