Ontario Securities Commission Bulletin

Issue 36/31 - August 01, 2013

Ont. Sec. Bull. Issue 36/31

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Ministerial Approval of Amendments to NI 81-101 Mutual Fund Prospectus Disclosure, Form 81-101F3 Contents of Fund Facts Document, and Companion Policy 81-101CP

• OSC Staff Consultation Paper 58-401 -- Disclosure Requirements Regarding Women on Boards and in Senior Management

Notices of Hearing

• Global Consulting and Financial Services et al. -- ss. 37, 127

• Tricoastal Capital Partners LLC et al. -- ss. 127(7), 127(8)

News Releases

• Canadian Securities Regulators Enter into Supervisory Cooperation Arrangements with EU and EEA Financial Regulators

• OSC Seeks Input on Proposal Regarding Women on Boards and in Senior Management Positions In Ontario

Notices from the Office of the Secretary

• Nest Acquisitions and Mergers et al.

• Energy Syndications Inc. et al.

• Paul Azeff et al.

• Global Consulting and Financial Services et al.

• Innovative Gifting Inc. et al. -- s. 127

• Tricoastal Capital Partners LLC et al.

• Paul Azeff et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Melcor Real Estate Investment Trust

• BMO Capital Markets Corp. and BMO Nesbitt Burns Inc.

• Nest Acquisitions and Mergers et al. -- ss. 37, 127, 127.1

• Second Wave Petroleum Inc. -- s. 1(10)

• GrowthWorks Enterprises Ltd., formerly Seamark Asset Management Ltd.

• O'Leary Funds Management L.P. et al.

• Vanguard Investments Canada Inc.

• Horizons ETFs Management (Canada) Inc. and AlphaPro Management Inc.

• BlackRock Asset Management Canada Limited

• BMO Asset Management Inc.

• FT Portfolios Canada Co.

• First Asset Investment Management Inc.

• Invesco Canada Ltd.

• BMO Nesbitt Burns Inc. and BMO Investorline Inc.

• TD Securities Inc. and TD Waterhouse Canada Inc.

• RBC Dominion Securities Inc. and RBC Direct Investing Inc.

• Scotia Capital Inc. and DWM Securities Inc.

• CIBC World Markets Inc. and CIBC Investor Services Inc.

• National Bank Financial Ltd. and NBCN Inc.

• National Bank Financial Inc. and National Bank Direct Brokerage Inc.

• Ridgemont Iron Ore Corp. -- s. 1(10)(a)(ii)

• Choice Properties Real Estate Investment Trust

• KEYreit -- s. 1(10)(a)(ii)

• Winstar Resources Ltd. -- s. 1(10)(a)(ii)

• Halo Resources Ltd. -- s. 1(10)(a)(ii)

• Schooner Trust

• Sun Life Global Investments (Canada) Inc.

• Softchoice Corporation -- s. 1(10)(a)(ii)

• RBC Global Asset Management Inc.

Orders

• Energy Syndications Inc. et al. -- ss. 127, 127.1

• Paul Azeff et al. -- Rule 3 of the OSC Rules of Procedure

• New Moon Minerals Corp. -- s. 144

• Innovative Gifting Inc. et al. -- ss. 127, 127.1

• Tricoastal Capital Partners LLC et al. -- ss. 127(1), 127(5)

• Paul Azeff et al. -- Rules 1.6(2), 3, 6 and 9 of the OSC Rules of Procedure

• Great Lakes Nickel Limited -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Innovative Gifting Inc. et al. -- s. 127

• Takota Asset Management, Inc. -- s. 31

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• Amendments to NI 81-101 Mutual Fund Prospectus Disclosure

• Changes to Companion Policy 81-101CP to NI 81-101 Mutual Funds Prospectus Disclosure

• Amendments to NI 81-102 Mutual Funds

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

• Notice of Commission Approval -- CDS Clearing and Depository Services Inc. (CDS) -- Material Amendments to CDS Rules -- Termination of FINet

Chapter 25 - Other Information

Consents

• Rand Malartic Mines Limited

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