Ontario Securities Commission Bulletin

Issue 36/32 - August 08, 2013

Ont. Sec. Bull. Issue 36/32

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Notice of Ministerial Approval of Amendments to NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions and NI 44-103 Post-Receipt Pricing

Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)

Notices from the Office of the Secretary

David Charles Phillips and John Russell Wilson

Ronald James Ovenden et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Master Credit Card Trust

Mackenzie Financial Corporation et al.

SEAMARK Asset Management Ltd.

Canoe Financial Ltd.

CI Investments Inc. et al.

CI Investments Inc.

BlackRock Asset Management Canada Limited

Agnico Eagle Mines Limited

Citadel Income Fund et al.

Rexel S.A

MethylGene Inc. -- s. 1(10)

Orders

David Charles Phillips and John Russell Wilson -- Rule 3 of the Rules of Procedure

Ronald James Ovenden et al. -- ss. 127, 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Adewale Gbalajobi

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

Amendments to NI 41-101 General Prospectus Requirements

Changes to Companion Policy 41-101CP General Prospectus Requirements

Changes to NP 41-201 Income Trusts and Other Indirect Offerings

Amendments to NI 44-101 Short Form Prospectus Distributions

Changes to Companion Policy 44-101CP Short Form Prospectus Distributions

Amendments to NI 44-102 Shelf Distributions

Changes to Companion Policy 44-102CP Shelf Distributions

Amendments to NI 44-103 Post-Receipt Pricing

Changes to Companion Policy 44-103CP Post-Receipt Pricing

Changes to NP 47-201 Trading Securities Using the Internet and Other Electronic Means

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

Notice of Commission Approval -- TriAct Canada Marketplace

Notice of Approval -- CNSX Markets Inc. -- Amendments to CNSX Markets Inc. Order Functionality -- Passive-Only Order Type

 

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