Ontario Securities Commission Bulletin
Issue 36/32 - August 08, 2013
Ont. Sec. Bull. Issue 36/32
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Notice of Ministerial Approval of Amendments to NI 41-101 General Prospectus Requirements, NI 44-101 Short Form Prospectus Distributions, NI 44-102 Shelf Distributions and NI 44-103 Post-Receipt Pricing
• Notice of Memorandum of Understanding Concerning the Oversight of the Mutual Fund Dealers Association of Canada (MFDA)
Notices from the Office of the Secretary
• David Charles Phillips and John Russell Wilson
• Ronald James Ovenden et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Master Credit Card Trust
• Mackenzie Financial Corporation et al.
• SEAMARK Asset Management Ltd.
• Canoe Financial Ltd.
• CI Investments Inc. et al.
• CI Investments Inc.
• BlackRock Asset Management Canada Limited
• Agnico Eagle Mines Limited
• Citadel Income Fund et al.
• Rexel S.A
• MethylGene Inc. -- s. 1(10)
Orders
• David Charles Phillips and John Russell Wilson -- Rule 3 of the Rules of Procedure
• Ronald James Ovenden et al. -- ss. 127, 127.1
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Adewale Gbalajobi
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 41-101 General Prospectus Requirements
• Changes to Companion Policy 41-101CP General Prospectus Requirements
• Changes to NP 41-201 Income Trusts and Other Indirect Offerings
• Amendments to NI 44-101 Short Form Prospectus Distributions
• Changes to Companion Policy 44-101CP Short Form Prospectus Distributions
• Amendments to NI 44-102 Shelf Distributions
• Changes to Companion Policy 44-102CP Shelf Distributions
• Amendments to NI 44-103 Post-Receipt Pricing
• Changes to Companion Policy 44-103CP Post-Receipt Pricing
• Changes to NP 47-201 Trading Securities Using the Internet and Other Electronic Means
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Notice of Commission Approval -- TriAct Canada Marketplace
• Notice of Approval -- CNSX Markets Inc. -- Amendments to CNSX Markets Inc. Order Functionality -- Passive-Only Order Type
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