Ontario Securities Commission Bulletin

Issue 36/33 - August 15, 2013

Ont. Sec. Bull. Issue 36/33

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

CSA Consultation Paper 54-401 -- Review of the Proxy Voting Infrastructure

News Releases

Canadian Securities Regulators Provide Update On Transition To New National Systems Service Provider

OSC Staff Seek Input on New Exchange Proposed by Aequitas Innovations Inc.

Canadian Securities Regulators Review Canada's Proxy Voting Infrastructure for Shareholders

Notices from the Office of the Secretary

Global Consulting and Financial Services et al.

Oversea Chinese Fund Limited Partnership et al.

Tricoastal Capital Partners LLC et al.

Sandy Winick et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Churchill VII Debenture Corp. -- s. 1(10)

Anatolia Energy Corp. -- s. 1(10)(a)(ii)

Man Investments Canada Corp. and GLG EM Income Fund

Morguard North American Residential Real Estate Investment Trust

Diaz Resources Ltd. -- s. 1(10)(a)(ii)

Purpose Investments Inc. and Purpose Diversified Real Asset Fund

Purpose Investments Inc.

Purpose Investments Inc.

Fiera Capital Corporation and Fiera Tactical Bond Yield Fund

Orders

Telus Corporation -- s. 104(2)(c)

Global Consulting and Financial Services et al. -- ss. 37, 127(1)

Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7), 127(8)

Tricoastal Capital Partners LLC et al. -- ss. 127(1), 127(8)

Sandy Winick et al. -- s. 127

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Global Consulting and Financial Services et al.

Sandy Winick et al. -- s. 127

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

Aequitas Innovations Inc. -- OSC Staff Notice and Request for Comment

Clearing Agencies

Notice of Effective Date -- Technical Amendments to CDS Procedures for Housekeeping Changes -- July 2013

Chapter 25 - Other Information

Approvals

TriDelta Investment Counsel Inc. -- s. 213(3)(b)

 

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