Ontario Securities Commission Bulletin
Issue 36/35 - August 29, 2013
Ont. Sec. Bull. Issue 36/35
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Revised Notice of Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), NI 31-102 National Registration Database, NI 55-102 System for Electronic Disclosure by Insiders (SEDI) and OSC Rule 31-509 National Registration Database (Commodity Futures Act)
Notices from the Office of the Secretary
• Energy Syndications Inc. et al.
• Normand Gauthier et al.
• Global Energy Group, Ltd. et al.
• David Charles Phillips and John Russell Wilson
• Conrad M. Black et al.
• Normand Gauthier et al.
• Systematech Solutions Inc. et al.
• Ground Wealth Inc. et al.
• North American Financial Group Inc. et al.
• Oversea Chinese Fund Limited Partnership et al.
• Children's Education Funds Inc.
• Kolt Curry et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Brookfield Property Partners L.P.
• Information Services Corporation
• CIBC Asset Management Inc. et al.
• Crombie Real Estate Investment Trust
• Caldwell Securities Ltd. and e3m Investments Inc.
• AlphaPro Management Inc.
• Franklin Templeton Investments Corp. et al.
• Wenzel Downhole Tools Ltd.
Orders
• Energy Syndications Inc. et al. -- ss. 127, 127.1
• Normand Gauthier et al. -- s. 127
• Global Energy Group, Ltd. et al. -- ss. 127(2), 144
• Xceed Mortgage Corporation -- s. 1(6) of the OBCA
• David Charles Phillips and John Russell Wilson -- Rule 3 of the OSC Rules of Procedure
• Patagonia Gold PLC
• Conrad M. Black et al.
• Normand Gauthier et al. -- s. 127
• Systematech Solutions Inc. et al. -- s. 127(1)
• Ground Wealth Inc. et al. -- ss. 127(1), (7, (8)
• Telus Corporation -- s. 104(2)(c)
• Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7), 127(8)
• Children's Education Funds Inc.
• Kolt Curry et al.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Anu Bala Jain
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• Amendments to NI 13-101 System for Electronic Document Analysis and Retrieval (SEDAR), NI 31-102 National Registration Database, NI 55-102 System for Electronic Disclosure by Insiders (SEDI) and OSC Rule 31-509 National Registration Database (Commodity Futures Act)
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
SROs
• IIROC -- Notice of Commission Approval -- Amendments Respecting Disclosure Requirements for Research Reports
Marketplaces
• Chi-X Canada ATS and CX2 Canada ATS -- Notice of Commission Approval of Proposed Changes
Clearing Agencies
• OSC Staff Notice of Request for Comment -- CDS Introduction of Daily Subscription Fee for IIROC Compliance Reporting -- Regulation 800.49
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