Ontario Securities Commission Bulletin
Issue 36/38 - September 19, 2013
Ont. Sec. Bull. Issue 36/38
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• Notice of Ministerial Approval of the Memoranda of Understanding with the EU and EEA Member State Financial Regulators under the EU Alternative Investment Fund Managers Directive
• Notice of Ministerial Approval of the Memoranda of Understanding with the UK Financial Conduct Authority and the Bank of England
• CSA Notice 25-301 -- Update on CSA Consultation Paper 25-401 Potential Regulation of Proxy Advisory Firms
• OSC Staff Notice 52-721 -- Office of the Chief Accountant Financial Reporting Bulletin -- September 2013
Notices of Hearing
• Beryl Henderson -- s. 127(1)
News Releases
• Canadian Securities Regulators Provide an Update Regarding the Consultation on Proxy Adviser Firms
Notices from the Office of the Secretary
• David Charles Phillips and John Russell Wilson
• Jowdat Waheed and Bruce Walter
• Heritage Education Funds Inc.
• Normand Gauthier et al.
• Beryl Henderson
• Kolt Curry et al.
• Systematech Solutions Inc. et al.
• Sino-Forest Corporation et al.
• Eda Marie Agueci et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Portland Investment Counsel Inc. and Portland Global Income Fund
• Shanxi Donghui Coal Coking & Chemicals Group Co., Ltd and Inova Resources Limited
• Invesco Canada Ltd.
• Afren plc
• Pan American Fertilizer (Canada) Corp.
Orders
• Azimuth Resources Limited -- s. 1(10)(a)(ii)
• David Charles Phillips and John Russell Wilson -- Rule 3 of the OSC Rules of Procedure
• Jowdat Waheed and Bruce Walter
• Heritage Education Funds Inc.
• RS Technologies Inc. -- s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions
• Normand Gauthier et al. -- s. 127
• Kolt Curry et al. -- Rules 3 and 9 of the OSC Rules of Procedure
• Systematech Solutions Inc. et al. -- s. 127(1)
• Sino-Forest Corporation et al.
• LCH.Clearnet Limited -- s. 21.2
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• Lynx ATS -- Notice of Completion of Staff Review of Lynx ATS Initial Operations Report
Clearing Agencies
• Notice of Commission Approval -- Material Amendments to CDS Procedures -- Amendments to the Buy-in Process
• LCH.Clearnet Limited. -- Notice of Commission Order -- Application for Recognition
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