Ontario Securities Commission Bulletin
Issue 36/39 - September 26, 2013
Ont. Sec. Bull. Issue 36/39
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• OSC Staff Notice 58-701 -- Extension of Consultation Period -- OSC Staff Consultation Paper 58-401 -Disclosure Requirements Regarding Women on Boards and in Senior Management
• CSA Staff Notice 11-326 -- Cyber Security
Notices of Hearing
• Eda Marie Agueci et al. -- ss. 127, 127.1
• Louis Michael Kovacs -- ss. 127, 127.1
• Conrad M. Black et al. -- ss. 127, 127.1
News Releases
• Terrence M. Bedford Sentenced to Two Years in Jail for Breaching Ontario Securities Act
• OSC Announces Market Structure Advisory Committee Members for 2013 -- 2015
• Ian Telfer Settles with the Ontario Securities Commission
• Court of Appeal Dismisses Leave to Appeal Motions by Geoffrey Cornish and Dean Tai
• OSC Announces Roundtable to Discuss Women on Boards and in Senior Management and Extension of Comment Period
• Peter Atkinson Settles with Ontario Securities Commission Related to Conduct at Hollinger Inc.
Notices from the Office of the Secretary
• Eda Marie Agueci et al.
• Irwin Boock et al.
• Louis Michael Kovacs
• Conrad M. Black et al.
• Ernst & Young LLP
• Global Consulting and Financial Services et al.
• Louis Michael Kovacs
• Eda Marie Agueci et al.
• Quadrexx Asset Management Inc. et al.
• Children's Education Funds Inc.
• Beryl Henderson
• Conrad M. Black et al.
• AMTE Services Inc. et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• FQM (Akubra) Inc. (successor entity of Inmet Mining Corporation)
• Caracal Energy Inc.
• NexGen Financial Limited Partnership et al.
• Matrix Short Term Income Fund (Corporate Class) et al.
• LNG Exploration Ltd.
• Capital BLF Inc. -- s. 1(10)
Orders
• Irwin Boock et al. -- s. 127
• Emerita Gold Corp. -- s. 1(11)(b)
• GAR Limited -- s. 144
• Ernst & Young LLP
• Louis Michael Kovacs -- ss. 127(1), 127(2), 127.1
• Eda Marie Agueci et al. -- ss. 127, 127.1
• Quadrexx Asset Management Inc. et al. -- ss. 127(1), 127(8)
• Children's Education Funds Inc.
• Beryl Henderson
• Conrad M. Black et al. -- s. 127(10)
• AMTE Services Inc. et al. -- s. 127(8)
Rulings
• The Travelers Indemnity Company -- s. 74(1) of the Act and s. 80 of the CFA
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Irwin Boock et al. -- s. 127
• Louis Michael Kovacs
• Eda Marie Agueci et al.
• Beryl Henderson
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• TSX Inc. -- Notice of Proposed Change and Request for Comments
• TSX Inc. et al.
Clearing Agencies
• CDS -- Notice of Commission Approval -- Amendments to By-law No. 1
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