Ontario Securities Commission Bulletin

Issue 36/40 - October 03, 2013

Ont. Sec. Bull. Issue 36/40

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Ministerial Approval -- MI 13-102 System Fees for SEDAR and NRD and Related Consequential Amendments

• CSA Staff Notice 31-335 -- Extension of Interim Relief for Members of the Investment Industry Regulatory Organization of Canada from the Requirement in section 14.2(1) of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations in Respect of the Provision of Relationship Disclosure Information to Existing Clients

• OSC Staff Notice 11-739 (Revised) -- Policy Reformulation Table of Concordance and List of New Instruments

Notices of Hearing

• Kolt Curry et al. -- ss. 127, 127.1

News Releases

• Canadian Securities Regulators Adopt Amendments for Investment Funds Transitioning to IFRS

Notices from the Office of the Secretary

• MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.

• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus

• Eda Marie Agueci et al.

• Portfolio Capital Inc. et al.

• Kevin Warren Zietsoff

• Kolt Curry et al.

• Ground Wealth Inc. et al.

• Global Consulting and Financial Services et al.

• FactorCorp Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• EACOM Timber Corporation -- s. 1(10)(a)(ii)

• Thallion Pharmaceuticals Inc. -- s. 1(10)

• Jovian Capital Corporation and T.E. Investment Counsel Inc.

• Northwest & Ethical Investments L.P. and NEI Global Total Return Bond Fund

• Global Summit Real Estate Inc. -- s. 1(10)(a)(ii)

• Jovian Capital Corporation et al.

• Mackenzie Financial Corporation

• Desjardins Securities Inc. and IIROC members firms registered as of the date of this decision

• Children's Educational Foundation of Canada et al.

• Russell Investments Canada Limited and Russell Extended Duration Fund

• Russell Investments Canada Limited and Russell Real Assets Portfolio

Orders

• MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.

• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus

• Portfolio Capital Inc. et al. -- ss. 127, 127.1

• Kevin Warren Zietsoff -- s. 127

• Ground Wealth Inc. et al. -- ss. 127(1), (7) and (8)

• SL Split Corp. -- s. 1(10)(a)(ii)

• Global Consulting and Financial Services et al. -- s. 127

• FactorCorp Inc. et al. -- ss. 127, 127.1

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Kingsmont Investment Management Inc. and Paget Arthurlyn Warner -- s. 31

• FactorCorp Inc. et al. -- ss. 127, 127.1

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• MI 13-102 System Fees for SEDAR and NRD and Related Consequential Amendments

• CSA Notice of Amendments to NI 81-106 Investment Fund Continuous Disclosure, Companion Policy 81-106CP Investment Fund Continuous Disclosure and Related Amendments

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Top