Ontario Securities Commission Bulletin

Issue 36/42 - October 17, 2013

Ont. Sec. Bull. Issue 36/42

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

Notices of Hearing

Jerome John Rak - ss. 127(1), 127(10)

Notices from the Office of the Secretary

Portfolio Capital et al.

Normand Gauthier et al.

Normand Gauthier et al.

Pro-Financial Asset Management Inc.

Ground Wealth Inc. et al.

Jerome John Rak

Global Consulting and Financial Services et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Granite REIT Holdings Limited Partnership

Assisted Living Concepts, Inc.

Pershing Square Capital Management, L.P.

Geron Corporation and Asterias Biotheraputics, Inc.

WPT Industrial Real Estate Investment Trust

Global RESP Corporation and Global Growth Assets Inc.

Faircourt Gold Income Corp. and Faircourt Asset Management Inc.

Esperanza Resources Corp.

GCIC Ltd. et al.

Orders

Canadian Derivatives Clearing Corporation -- s. 144

Quest Partners LLC et al. -- s. 78(1) of the CFA

TAC Gold Corporation -- s. 144

Portfolio Capital et al. -- ss. 127, 127.1

Normand Gauthier et al. -- ss. 127, 127.1

Normand Gauthier et al. -- s. 127

Pro-Financial Asset Management Inc. -- ss. 127(1), (2) and (8)

Ground Wealth Inc. et al. -- ss. 127(1), (7) and (8)

SL Split Corp. -- s. 1(6) of the OBCA

Global Consulting and Financial Services et al. -- ss. 127(1), 127(8)

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

Normand Gauthier et al.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

CSA Notice and Request for Comments -- Proposed Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities and Proposed Changes to Companion Policy 51-102CP Standards of Disclosure for Oil and Gas Activities

Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Clearing Agencies

CDCC -- Notice of Commission Order -- Fourth Variation to the Temporary Exemption Order

 

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