Ontario Securities Commission Bulletin
Issue 36/42 - October 17, 2013
Ont. Sec. Bull. Issue 36/42
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
Notices of Hearing
• Jerome John Rak - ss. 127(1), 127(10)
Notices from the Office of the Secretary
• Portfolio Capital et al.
• Normand Gauthier et al.
• Normand Gauthier et al.
• Pro-Financial Asset Management Inc.
• Ground Wealth Inc. et al.
• Jerome John Rak
• Global Consulting and Financial Services et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Granite REIT Holdings Limited Partnership
• Assisted Living Concepts, Inc.
• Pershing Square Capital Management, L.P.
• Geron Corporation and Asterias Biotheraputics, Inc.
• WPT Industrial Real Estate Investment Trust
• Global RESP Corporation and Global Growth Assets Inc.
• Faircourt Gold Income Corp. and Faircourt Asset Management Inc.
• Esperanza Resources Corp.
• GCIC Ltd. et al.
Orders
• Canadian Derivatives Clearing Corporation -- s. 144
• Quest Partners LLC et al. -- s. 78(1) of the CFA
• TAC Gold Corporation -- s. 144
• Portfolio Capital et al. -- ss. 127, 127.1
• Normand Gauthier et al. -- ss. 127, 127.1
• Normand Gauthier et al. -- s. 127
• Pro-Financial Asset Management Inc. -- ss. 127(1), (2) and (8)
• Ground Wealth Inc. et al. -- ss. 127(1), (7) and (8)
• SL Split Corp. -- s. 1(6) of the OBCA
• Global Consulting and Financial Services et al. -- ss. 127(1), 127(8)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Normand Gauthier et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• CSA Notice and Request for Comments -- Proposed Amendments to NI 51-101 Standards of Disclosure for Oil and Gas Activities and Proposed Changes to Companion Policy 51-102CP Standards of Disclosure for Oil and Gas Activities
• Proposed Repeal and Replacement of NI 52-108 Auditor Oversight and Proposed Amendments to NI 41-101 General Prospectus Requirements, NI 51-102 Continuous Disclosure Obligations and NI 71-102 Continuous and Other Exemptions Relating to Foreign Issuers
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Clearing Agencies
• CDCC -- Notice of Commission Order -- Fourth Variation to the Temporary Exemption Order
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