Ontario Securities Commission Bulletin

Issue 36/43 - October 24, 2013

Ont. Sec. Bull. Issue 36/43

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• OSC Staff Notice 11-737 (Revised) -- Securities Advisory Committee -- Vacancies

Notices of Hearing

• New Hudson Television Corp. et al. -- ss. 127, 127.1

• Bradon Technologies Ltd. et al. -- ss. 127, 127.1

News Releases

• Canadian Securities Regulators Introduce Amendments to Oil and Gas Disclosure Requirements

• CSA Seek More Information about the Quality of Audit Firms through Proposed Changes to Auditor Oversight Rule

Notices from the Office of the Secretary

• Sino-Forest Corporation et al.

• New Hudson Television Corp. et al.

• Crown Hill Capital Corporation and Wayne Lawrence Pushka

• Heritage Education Funds Inc.

• MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.

• Pro-Financial Asset Management Inc.

• Conrad M. Black et al.

• Bradon Technologies Ltd. et al.

• Portfolio Capital Inc. et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• GCIC Ltd.

• Intus Capital Corporation

• Kingwest & Company and the Kingwest High Income Portfolio

• Epoch Investment Partners, Inc. et al.

• O'Leary Funds Management L.P. and O'Leary Global Bond Yield Advantaged Fund

• Manulife Asset Management Limited

• Seaborne Minerals Inc.

• Holland Global Capital Corporation -- s. 1(10)

• Castle Silver Mines Inc. -- s. 1(10)(a)(ii)

• Desjardins Investments Inc. et al.

• Dream Unlimited Corp.

• Desjardins Investments Inc. et al.

• BMO Nesbitt Burns Inc. et al.

Orders

• Sino-Forest Corporation et al.

• Crown Hill Capital Corporation and Wayne Lawrence Pushka

• Heritage Education Funds Inc.

• MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.

• Pro-Financial Asset Management Inc. -- ss. 127(1), (2) and (8)

• Conrad M. Black et al.

• Portfolio Capital Inc. et al. -- Rule 9.2 of the OSC Rules of Procedure

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• OSC Staff Notice and Request for Comment -- IIROC -- Proposed Provisions Respecting Order Execution Services as a Form of Third-Party Electronic Access to Marketplaces

Marketplaces

• TriAct Canada Marketplace LP -- Notice of Commission Approval of Proposed Changes

Clearing Agencies

• OSC Notice and Request for Comment -- ICE Clear Credit LLC -- Application for Exemption from Recognition as a Clearing Agency

• Notice of Commission Approval -- CDS Introduction of daily subscription fee for IIROC compliance reporting -- Regulation 800.49

Chapter 25 - Other Information

Exemptions

• Scotia Income Advantage Fund -- s. 2.1(2) of NI 81-101 Mutual Fund Prospectus Disclosure

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