Ontario Securities Commission Bulletin

Issue 36/46 - November 14, 2013

Ont. Sec. Bull. Issue 36/46

Table of Contents

Chapter 1 - Notices / News Releases

Notices

• Current Proceedings before the Ontario Securities Commission

• Notice of Redaction -- York Rio Resources Inc. et al.

News Releases

• OSC Publishes Annual Summary Report to Assist Registrants

• OSC Announces New Members of Investor Advisory Panel

• Vernon Smith Charged Quasi Criminally with Unregistered Trading, Unregistered Advising and Breaching OSC Cease Trade Orders

• Howard Rash Sentenced to Nine Months in Jail for Breaching Ontario Securities Act

• OSC -- IIROC Market Structure Conference, November 21, 2013 -- The Canadian Equity Market: Structural Challenges Amidst Rapid Change

Notices from the Office of the Secretary

• Vincenzo (Vincent) Sirianni

• York Rio Resources Inc. et al.

• Systematech Solutions Inc. et al.

• Ground Wealth Inc. et al.

• MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.

• Systematech Solutions Inc. et al.

• Eda Marie Agueci et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

• Rainy River Resources Ltd. -- s. 1(10)(a)(ii)

• Counsel Portfolio Services Inc.

• Desjardins Investments Inc. and the Desjardins Funds

• 1832 Asset Management L.P.

• Mackenzie Financial Corporation

• 1832 Asset Management L.P.

• 1832 Asset Management L.P.

• Sanofi

• Calloway Real Estate Investment Trust

• CML HealthCare Inc. -- s. 1(10)

• IA Clarington Investment Inc. et al.

• Canada Mortgage Acceptance Corporation

• 1832 Asset Management L.P.

• First National AlarmCap Income Fund -- s. 1(10)(a)(ii)

• 1832 Asset Management L.P.

• 1832 Asset Management L.P.

• Sandstorm Gold Ltd. and Premier Royalty Inc.

• Mineral Deposits Limited

• Brookfield Infrastructure Partners L.P.

• Canadian Capital Auto Receivables Asset Trust III -- s. 1(10)(a)(ii)

• Tamarack Acquisition Corp. -- s. 1(10)(a)(ii)

Orders

• Vincenzo (Vincent) Sirianni -- ss. 127(1), 127(10)

• Systematech Solutions Inc. et al. -- s. 127(1)

• Ground Wealth Inc. et al. -- ss. 127(1), (7) and (8)

• MRS Sciences Inc. (formerly Morningside Capital Corp.) et al.

• Iplayco Corporation Ltd. -- s. 1(11)(b)

• Systematech Solutions Inc. et al. -- s. 127(1)

• Eda Marie Agueci et al. -- Rules 1.4 and 1.6(2) of the OSC Rules of Procedure

• Assignment of Certain Powers and Duties of the Ontario Securities Commission -- s. 6(3)

• CNSX Markets Inc. -- s. 144

Chapter 3 - Reasons: Decisions, Orders and Rulings

OSC Decisions, Orders and Rulings

• Vincenzo (Vincent) Sirianni -- ss. 127(1), 127(10)

• York Rio Resources Inc. et al. -- s. 127

• League Investment Services Inc. -- s. 31

Chapter 4 - Cease Trading Orders

• Temporary, Permanent & Rescinding Issuer Cease Trading Orders

• Temporary, Permanent & Rescinding Management Cease Trading Orders

• Outstanding Management & Insider Cease Trading Orders

Chapter 5 - Rules and Policies

• OSC Rule 91-506 Derivatives: Product Determination, Companion Policy 91-506CP, OSC Rule 91-507 Trade Repositories and Derivatives Data Reporting and Companion Policy 91-507CP

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

• Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

SROs

• IIROC -- OSC Staff Notice of Request for Comment -- Republication of Proposed Consolidation of IIROC Enforcement, Procedural, Examination and Approval Rules

Marketplaces

• TSX Inc. -- Notice of Commission Approval of Proposed Changes

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