Ontario Securities Commission Bulletin
Issue 36/48 - November 28, 2013
Ont. Sec. Bull. Issue 36/48
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Current Proceedings before the Ontario Securities Commission
• The Investment Funds Practitioner -- November 2013
News Releases
• Canadian Securities Regulators Propose Streamlining Disclosure Requirements for Private Foreign Securities Offerings to Certain Canadian Investors
• Individual Charged Criminally with Falsifying an Employment Record and Uttering a Forged Document Following Investigation by JSOT
Notices from the Office of the Secretary
• Paul Azeff et al.
• Oversea Chinese Fund Limited Partnership et al.
• Sino-Forest Corporation et al.
• Global RESP Corporation and Global Growth Assets Inc.
• International Strategic Investments et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Dividend 15 Split Corp. et al.
• Acadian Mining Corporation
• CHR Investment Corporation -- s. 1(10)(a)(ii)
• FT Portfolios Canada Co. et al.
• Agrium Inc.
• a2b Fiber Inc. -- s. 1(10)
• Jefferies International Limited et al.
• General Donlee Canada Inc.
• Brigata Capital Management Inc. et al.
Orders
• Paul Azeff et al.
• Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7) and (8)
• MarketAxess SEF Corporation -- s. 147
• Sino-Forest Corporation et al.
• Global RESP Corporation and Global Growth Assets Inc. -- s. 127
• International Strategic Investments et al.
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 6 - Request for Comments
• Proposed Amendments to NI 33-105 Underwriting Conflicts
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• MarketAxess SEF Corporation -- Notice of Commission Order -- Application for Exemptive Relief
• TSX -- Request for Comments -- Amendments to Toronto Stock Exchange Company Manual
Chapter 25 - Other Information
Approvals
• Aventine Management Group Inc. -- s. 213(3)(b) of the LTCA
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