Ontario Securities Commission Bulletin

Issue 36/48 - November 28, 2013

Ont. Sec. Bull. Issue 36/48

Table of Contents

Chapter 1 - Notices / News Releases

Notices

Current Proceedings before the Ontario Securities Commission

The Investment Funds Practitioner -- November 2013

News Releases

Canadian Securities Regulators Propose Streamlining Disclosure Requirements for Private Foreign Securities Offerings to Certain Canadian Investors

Individual Charged Criminally with Falsifying an Employment Record and Uttering a Forged Document Following Investigation by JSOT

Notices from the Office of the Secretary

Paul Azeff et al.

Oversea Chinese Fund Limited Partnership et al.

Sino-Forest Corporation et al.

Global RESP Corporation and Global Growth Assets Inc.

International Strategic Investments et al.

Chapter 2 - Decisions, Orders and Rulings

Decisions

Dividend 15 Split Corp. et al.

Acadian Mining Corporation

CHR Investment Corporation -- s. 1(10)(a)(ii)

FT Portfolios Canada Co. et al.

Agrium Inc.

a2b Fiber Inc. -- s. 1(10)

Jefferies International Limited et al.

General Donlee Canada Inc.

Brigata Capital Management Inc. et al.

Orders

Paul Azeff et al.

Oversea Chinese Fund Limited Partnership et al. -- ss. 127(7) and (8)

MarketAxess SEF Corporation -- s. 147

Sino-Forest Corporation et al.

Global RESP Corporation and Global Growth Assets Inc. -- s. 127

International Strategic Investments et al.

Chapter 4 - Cease Trading Orders

Temporary, Permanent & Rescinding Issuer Cease Trading Orders

Temporary, Permanent & Rescinding Management Cease Trading Orders

Outstanding Management & Insider Cease Trading Orders

Chapter 6 - Request for Comments

Proposed Amendments to NI 33-105 Underwriting Conflicts

Chapter 7 - Insider Reporting

Chapter 8 - Notice of Exempt Financings

Reports of Trades Submitted on Forms 45-106F1 and 45-501F1

Chapter 11 - IPOs, New Issues and Secondary Financings

Chapter 12 - Registrations

Registrants

Chapter 13 - SROs, Marketplaces and Clearing Agencies

Marketplaces

MarketAxess SEF Corporation -- Notice of Commission Order -- Application for Exemptive Relief

TSX -- Request for Comments -- Amendments to Toronto Stock Exchange Company Manual

Chapter 25 - Other Information

Approvals

Aventine Management Group Inc. -- s. 213(3)(b) of the LTCA

 

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