Ontario Securities Commission Bulletin
Issue 37/06 - February 06, 2014
Ont. Sec. Bull. Issue 37/06
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• OSC Staff Notice 51-722 -- Report on a Review of Mining Issuers' Management's Discussion and Analysis and Guidance
• Black Bean Communications Ltd. et al.
Notices of Hearing
• Quadrexx Hedge Capital Management Ltd. et al. -- ss. 127, 127.1
Notices from the Office of the Secretary
• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus
• Newer Technologies Limited et al.
• Sino-Forest Corporation et al.
• Sterling Grace & Co. Ltd. and Graziana Casale
• Global Energy Group, Ltd. et al.
• Global RESP Corporation and Global Growth Assets Inc.
• Welcome Place Inc. et al.
• Northern Securities Inc. et al.
• Newer Technologies Limited et al.
• Blackwood & Rose Inc. et al.
• North American Financial Group Inc. et al.
• Innovative Gifting Inc. et al.
• Quadrexx Hedge Capital Management Ltd. et al.
• Black Bean Communications Ltd. et al.
• Tricoastal Capital Partners LLC et al.
• Crown Hill Capital Corporation and Wayne Lawrence Pushka
• Sino-Forest Corporation et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Atlantis Systems Corp. -- s. 1(10)
• Desjardins Financial Security Investments Inc.
• Fortis Inc. et al.
• Flint Energy Services Ltd. -- s. 1(10)(a)(ii)
• Lone Pine Resources Inc.
• Aviva Canada Inc.
• Aviva Investors Canada Inc.
• Mercator Minerals Ltd.
• MD Physician Services Inc.
• TerraVest Capital Inc.
Orders
• Newer Technologies Limited et al. -- ss. 127(1), 127.1
• Global Energy Group, Ltd. et al. -- ss. 127(7), 127(8)
• Global RESP Corporation and Global Growth Assets Inc. -- s. 127(1)
• Molecule Energy Corporation -- s. 80 of the CFA
• RBC Global Asset Management Inc. and RBC Global Asset Management (UK) Limited -- s. 80 of the CFA
• Welcome Place Inc. et al. -- ss. 127(1), 127(7) and 127(8)
• Northern Securities Inc. et al. -- ss. 8.3, 21.7
• Newer Technologies Limited et al. -- ss. 127(1), 127.1
• North American Financial Group Inc. et al. -- Rule 1.7.4 of the OSC Rules of Procedure
• Innovative Gifting Inc. et al. -- ss. 127(1), 127.1
• RBC 1-5 Year Laddered ETF et al. -- s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
• First Trust AlphaDEX European Dividend Index ETF (CAD-Hedged) -- s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
• Tricoastal Capital Partners LLC et al. -- ss. 127(1), 127(8)
• Samco Gold Limited -- s. 9.1 of MI 61-101 Protection of Minority Security Holders in Special Transactions
• Crown Hill Capital Corporation and Wayne Lawrence Pushka
• Sino-Forest Corporation et al.
Rulings
• BMO Harris Investment Management Inc.
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Innovative Gifting Inc. et al. -- ss. 127(1), 127.1
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Clearing Agencies
• Notice of Commission Approval -- Material Amendments to CDS Rules -- Multi-Classification of Limited Purpose Participants
Chapter 25 - Other Information
Consents
• Canada Lithium Corp. -- s. 4(b) of the Regulation
Approvals
• GreensKeeper Asset Management Inc. -- s. 213(3)(b) of the LTCA
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