REPORT OF TRADES ON FORM 45-106F1 AND 45-501F1
Transaction Date |
No. of Purchasers |
Issuer/Security |
Total Purchase Price ($) |
No. of Securities Distributed |
|
||||
01/01/2013 to 12/31/2013 |
5 |
18 Asset Management All Cap Canadian Equity Fund Class F -- Units |
380,000.00 |
37,059.49 |
|
||||
01/01/2013 to 12/31/2013 |
1 |
18 Asset Management All Cap Canadian Equity Fund Class O -- Units |
750,000.00 |
75,002.25 |
|
||||
01/01/2013 to 12/31/2013 |
2 |
18 Asset Management All Cap Canadian Equity Fund Class A -- Units |
105,000.00 |
9,602.19 |
|
||||
01/08/2014 |
1 |
Ainslie Oil Corp. -- Units |
25,200.00 |
84,000.00 |
|
||||
01/13/2014 to 01/14/2014 |
190 |
Alexander Energy Ltd. -- Special Warrants |
77,499,380.00 |
153,062,000.00 |
|
||||
07/24/2013 to 12/17/2013 |
12 |
Alignvest Income Fund LP -- Limited Partnership Units |
19,085,000.00 |
190,850.00 |
|
||||
07/24/2013 to 12/20/2013 |
15 |
Alignvest Opportunities Fund LP -- Limited Partnership Units |
29,840,000.00 |
298,400.00 |
|
||||
12/30/2013 |
35 |
Antibe Therapeutics Inc. -- Units |
899,444.70 |
1,635,364.00 |
|
||||
12/31/2013 |
1 |
Arrow V Relative Value Fund -- Units |
15,000.00 |
98,425.20 |
|
||||
01/15/2014 |
69 |
Aurora Spine Corporation -- Common Shares |
10,377,473.40 |
3,173,936.00 |
|
||||
09/01/2013 to 10/01/2013 |
2 |
Ballast Healthcare Partners (Canada) LP -- Limited Partnership Interest |
25,040,150.00 |
250,040,150.00 |
|
||||
04/25/2013 |
1 |
Banro Corporation -- Common Shares |
30,582,000.00 |
1,200,000.00 |
|
||||
01/01/2013 to 12/31/2013 |
56 |
BCMI Private Portfolio Series Inc. -- Common Shares |
830,891.45 |
N/A |
|
||||
01/16/2014 |
8 |
BlackBerry Limited -- Debentures |
273,150,000.00 |
250,000.00 |
|
||||
01/01/2013 to 12/31/2013 |
3 |
BluMont Hirsch Performance Fund -- Units |
62,970.00 |
2,278.21 |
|
||||
12/31/2013 |
7 |
BR Capital Limited Partnership -- Limited Partnership Units |
716,000.00 |
71.00 |
|
||||
01/21/2014 |
3 |
CardioComm Solutions, Inc. -- Units |
109,499.99 |
1,622,222.00 |
|
||||
12/31/2013 |
8 |
Carrick Petroleum Inc. -- Units |
580,000.00 |
237,000.00 |
|
||||
10/25/2013 to 10/29/2013 |
15 |
Centurion Minerals Ltd. -- Units |
205,100.00 |
2,930,000.00 |
|
||||
01/15/2014 |
2 |
Champion Diversified Bond Inc. -- Debentures |
1,004,000.00 |
1,004.00 |
|
||||
01/31/2012 to 12/31/2012 |
3 |
Core Canadian Equity Fund -- Units |
285,000.00 |
24,283.71 |
|
||||
01/20/2014 |
1 |
Coronation Global Emerging Markets Equity Fund -- Units |
24,112,000.00 |
1,803,855.33 |
|
||||
10/18/2013 |
3 |
Coventry Resources Inc. -- Common Shares |
0.00 |
37,695.00 |
|
||||
01/01/2013 to 12/31/2013 |
2 |
Crusader Equity Income Fund Class F -- Units |
25,012.84 |
2,312.76 |
|
||||
01/01/2013 to 12/31/2013 |
1 |
Crusader Equity Income Fund Class O -- Units |
2,000,000.00 |
177,544.01 |
|
||||
01/03/2013 to 12/31/2013 |
485 |
Cumberland Capital Appreciation Fund -- Units |
22,426,415.00 |
1,644,530.40 |
|
||||
01/03/2013 to 12/27/2013 |
663 |
Cumberland Income Fund -- Units |
52,396,242.00 |
4,353,226.00 |
|
||||
01/16/2013 to 12/27/2013 |
258 |
Cumberland International Fund -- Units |
9,436,280.00 |
1,050,509.00 |
|
||||
01/03/2013 to 04/17/2013 |
2 |
Cumberland Opportunities Fund -- Units |
15,000.00 |
1,519.95 |
|
||||
01/07/2014 |
17 |
CVET Power Corp. -- Common Shares |
583,499.20 |
1,146,285.00 |
|
||||
04/30/2012 |
1 |
Discovery Fund -- Units |
45,000.00 |
1,711.68 |
|
||||
01/02/2013 to 12/02/2013 |
218 |
DKAM Capital Ideas Fund -- Limited Partnership Units |
35,849,930.79 |
118,121.15 |
|
||||
01/02/2013 to 12/02/2013 |
550 |
DKAM Capital Ideas Trust -- Trust Units |
13,340,054.52 |
1,154,456.26 |
|
||||
07/01/2013 to 12/01/2013 |
10 |
East Coast Credit Opportunities Fund LP -- Limited Partnership Units |
24,120,000.00 |
N/A |
|
||||
01/01/2013 to 11/01/2013 |
14 |
East Coast Performance Fund LP -- Limited Partnership Units |
7,000,000.00 |
N/A |
|
||||
01/14/2014 |
4 |
EDP Finance B.V. -- Notes |
5,703,898.78 |
5,250.00 |
|
||||
12/14/2013 |
20 |
Energizer Resources Inc. -- Receipts |
7,344,488.00 |
61,204,067.00 |
|
||||
01/01/2013 |
3 |
Epic Closed-End Fund LP -- Limited Partnership Interest |
850,000.00 |
N/A |
|
||||
07/31/2013 |
1 |
Equilibrium Commodity Fund Limited Partnership -- Units |
50,000.00 |
N/A |
|
||||
01/14/2014 |
11 |
Essex Angel Capital Inc. -- Units |
600,250.00 |
8,033,000.00 |
|
||||
11/01/2013 |
1 |
Estrella International Energy Services Ltd. -- Preferred Shares |
123,322,570.00 |
24,664,514.00 |
|
||||
01/01/2013 to 12/31/2013 |
3 |
ExxonMobil Canada Master Trust -- Units |
66,733,108.18 |
4,608,592.28 |
|
||||
01/15/2014 |
1 |
Falcon Strategic Partners IV LP -- Limited Partnership Interest |
109,330,000.00 |
N/A |
|
||||
01/13/2014 |
1 |
FaxXchange Limited -- Common Shares |
100,000.00 |
50,000.00 |
|
||||
01/09/2014 |
1 |
FedEx Corporation -- Note |
3,250,742.58 |
1.00 |
|
||||
01/09/2014 |
14 |
Fortis Inc. -- Debentures |
206,000,000.00 |
206,000.00 |
|
||||
01/16/2014 |
1 |
Forum Uranium Corp. -- Flow-Through Units |
49,950.00 |
135,000.00 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
GEM Balanced Pool -- Units |
5,105,590.32 |
453,870.82 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
GEM Canadian Equity Pool -- Units |
2,562,824.61 |
213,846.75 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
GEM Fixed Income Pool -- Units |
8,398,088.03 |
840,552.10 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
GEM Global Equity Pool -- Units |
1,580,556.39 |
155,095.50 |
|
||||
01/02/2013 to 12/31/2013 |
10 |
GIIC Global Fund -- Units |
55,376,184.59 |
4,210,891.25 |
|
||||
05/01/2013 |
1 |
Glenview Capital Partners (Cayman) Ltd. -- Units |
3,024,299.99 |
2,087.69 |
|
||||
01/08/2014 |
15 |
Gold Jubilee Capital Corp. -- Common Shares |
235,000.00 |
2,350,000.00 |
|
||||
01/01/2013 to 12/31/2013 |
18 |
Goodwood Fund -- Units |
18,318,877.96 |
1,877,911.64 |
|
||||
01/07/2014 |
8 |
Great Quest Metals Ltd. -- Common Shares |
466,000.00 |
776,666.00 |
|
||||
01/01/2014 |
4 |
Groupon, Inc. -- Common Shares |
64,410.30 |
5,000.00 |
|
||||
01/01/2013 to 12/31/2013 |
47 |
GS+A Canadian Equity Trust -- Trust Units |
9,316,889.11 |
4,135,484.83 |
|
||||
01/01/2013 to 12/31/2013 |
516 |
GS+A Credit Arbitrage Fund -- Trust Units |
136,668,602.76 |
1,161,277.95 |
|
||||
01/01/2013 to 12/31/2013 |
238 |
GS+A Enhanced Bond Fund -- Trust Units |
107,876,121.20 |
965,333.31 |
|
||||
01/01/2013 to 12/31/2013 |
60 |
GS+A Enhanced Credit Arbitrage Fund -- Trust Units |
11,060,447.60 |
64,919.32 |
|
||||
01/01/2013 to 12/31/2013 |
32 |
GS+A Enhanced Yield Fund -- Trust Units |
13,929,211.82 |
61,055.07 |
|
||||
01/01/2013 to 12/31/2013 |
26 |
GS+A Equity Long/Short Fund -- Trust Units |
7,891,103.21 |
60,510.23 |
|
||||
01/01/2013 to 12/31/2013 |
255 |
GS+A Focused Long/Short Fund -- Trust Units |
121,848,735.85 |
910,431.16 |
|
||||
01/01/2013 to 12/31/2013 |
195 |
GS+A Focused Long/Short Trust -- Trust Units |
63,705,560.65 |
605,710.81 |
|
||||
01/01/2013 to 12/31/2013 |
125 |
GS+A Income Long/Short Fund -- Trust Units |
25,316,488.38 |
10,879.89 |
|
||||
01/01/2013 to 12/31/2013 |
161 |
GS+A Income Long/Short Trust -- Trust Units |
28,714,750.66 |
281,745.82 |
|
||||
01/01/2013 to 12/31/2013 |
1028 |
GS+A International Fund -- Trust Units |
160,310,083.32 |
1,533,452.98 |
|
||||
01/01/2013 to 12/31/2013 |
271 |
GS+A Multi-Strategy Fund -- Trust Units |
63,152,623.06 |
543,715.86 |
|
||||
01/01/2013 to 12/31/2013 |
302 |
GS+A Multi-Strategy Trust -- Trust Units |
70,749,710.55 |
637,754.36 |
|
||||
01/01/2013 to 12/31/2013 |
455 |
GS+A Premium Income Trust -- Trust Units |
82,296,797.68 |
645,756.17 |
|
||||
01/01/2013 to 12/31/2013 |
130 |
GS+A Resource Fund -- Trust Units |
12,667,283.25 |
140,659.95 |
|
||||
01/01/2013 to 12/31/2013 |
198 |
GS+A Short Term Bond Fund -- Trust Units |
118,301,447.66 |
1,290,415.87 |
|
||||
01/01/2013 to 12/31/2013 |
917 |
GS+A Tactical Fixed Income Fund -- Trust Units |
569,482,922.00 |
5,683,278.22 |
|
||||
01/01/2013 to 12/31/2013 |
595 |
GS+A Tactical Fixed Income Fund II -- Trust Units |
144,973,845.35 |
1,439,610.08 |
|
||||
01/01/2013 to 12/31/2013 |
488 |
GS+A U.S. Equity Fund -- Trust Units |
52,482,344.10 |
438,504.41 |
|
||||
01/01/2013 to 12/31/2013 |
1142 |
GS+A U.S. Premium Income Fund -- Trust Units |
272,666,170.00 |
2,211,929.09 |
|
||||
12/16/2013 |
98 |
Harbour Equity JV Limited Partnership -- Units |
8,312,500.00 |
1,662.50 |
|
||||
01/24/2014 |
1 |
HedgeForum Metacapital Ltd. -- Units |
276,275.00 |
N/A |
|
||||
12/24/2013 to 12/31/2013 |
52 |
Highstreet Emerald Hills (2013) Limited Partnership -- Units |
3,026,855.00 |
357.68 |
|
||||
01/15/2013 to 12/15/2013 |
50 |
HughesLittle Balanced Fund -- Units |
7,068,867.00 |
557,125.00 |
|
||||
01/15/2013 to 12/15/2013 |
60 |
HughesLittle Value Fund -- Units |
19,908,063.00 |
1,187,432.00 |
|
||||
12/31/2013 |
29 |
Imperial Capital Partners Ltd. -- Capital Commitment |
25,550,000.00 |
25,550,000.00 |
|
||||
12/31/2013 |
67 |
Indico Resources Ltd. -- Units |
2,655,700.00 |
26,557,000.00 |
|
||||
12/31/2013 |
8 |
Integra Gold Corp. -- Units |
498,959.80 |
18,676,119.00 |
|
||||
01/14/2014 |
4 |
Intesa Sanpaola S.p..A. -- Notes |
111,764,022.00 |
N/A |
|
||||
11/07/2013 |
5 |
iSign Media Solutions Inc. -- Units |
2,850,000.00 |
9,499,999.00 |
|
||||
01/01/2013 to 12/31/2013 |
56 |
Jarislowsky Fraser Balanced Fund -- Units |
97,792,291.93 |
6,576,940.35 |
|
||||
01/01/2013 to 12/31/2013 |
15 |
Jarislowsky Fraser Bond Fund -- Units |
25,138,699.83 |
2,337,517.22 |
|
||||
01/01/2013 to 12/31/2013 |
33 |
Jarislowsky Fraser Canadian Equity Fund -- Units |
247,778,582.14 |
7,264,748.39 |
|
||||
01/01/2013 to 12/31/2013 |
14 |
Jarislowsky Fraser Global Balanced Fund -- Units |
11,684,350.37 |
973,969.91 |
|
||||
01/01/2013 to 12/31/2013 |
7 |
Jarislowsky Fraser Global Equity Fund -- Units |
590,110.07 |
56,067.34 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
Jarislowsky Fraser Global Equity (All Country) Fund -- Units |
207,500.00 |
19,615.26 |
|
||||
01/01/2013 to 12/31/2013 |
5 |
Jarislowsky Fraser International Equity (All Country Ex-US) Fund -- Units |
207,500.00 |
19,615.26 |
|
||||
01/01/2013 to 12/31/2013 |
394 |
Jarislowsky Fraser Money Market Fund -- Units |
193,698,110.00 |
19,369,811.00 |
|
||||
01/01/2013 to 12/31/2013 |
203 |
Jarislowsky Fraser US Money Market Fund -- Units |
61,430,270.96 |
5,956,959.00 |
|
||||
01/01/2013 to 12/31/2013 |
8 |
Jarislowsky Fraser U.S. Equity Fund -- Units |
29,248,154.60 |
3,069,757.79 |
|
||||
01/01/2013 to 12/31/2013 |
34 |
Jarislowsky International Equity Fund -- Units |
41,673,984.93 |
1,719,824.18 |
|
||||
01/01/2013 to 12/31/2013 |
60 |
Jarislowsky Special Equity Fund -- Units |
73,341,550.00 |
3,622,170.28 |
|
||||
01/02/2013 to 12/02/2013 |
157 |
Kensington Global Private Equity Fund -- Trust Units |
10,860,989.25 |
584,512.12 |
|
||||
01/02/2013 to 12/02/2013 |
169 |
Kensington Hedge Fund 1 -- Trust Units |
28,161,994.92 |
2,582,851.89 |
|
||||
01/02/2013 to 12/02/2013 |
247 |
Kensington Power Income Fund LP -- Limited Partnership Units |
23,635,773.00 |
236,357.73 |
|
||||
12/02/2013 |
17 |
KFL Partners' Fund LP -- Limited Partnership Units |
1,711,954.91 |
1,711.95 |
|
||||
01/09/2014 |
100 |
Klondex Mines Ltd. -- Receipts |
42,630,000.00 |
29,400,000.00 |
|
||||
12/09/2013 |
1 |
KWG Resources Inc. -- Common Shares |
14,125.00 |
282,500.00 |
|
||||
11/01/2013 to 11/06/2013 |
8 |
KWG Resources Inc. -- Warrants |
840,000.00 |
16,800,000.00 |
|
||||
10/23/2013 |
6 |
KWG Resources Inc. -- Warrants |
488,000.00 |
9,760,000.00 |
|
||||
11/18/2013 |
8 |
KWG Resources Inc. -- Warrants |
520,000.00 |
10,400,000.00 |
|
||||
01/10/2014 |
4 |
K. Hovnanian Enterprises, Inc. -- Notes |
10,627,500.00 |
9,750.00 |
|
||||
01/17/2014 |
2 |
LCP VIII (Offshore) L.P. -- Limited Partnership Units |
274,025,000.00 |
N/A |
|
||||
01/22/2014 |
2 |
Legg Mason Inc. -- Notes |
5,447,885.08 |
N/A |
|
||||
01/04/2013 to 12/31/2013 |
452 |
Letko Brosseau Balanced Fund -- Units |
61,534,782.66 |
5,075,231.10 |
|
||||
01/18/2013 to 12/31/2013 |
66 |
Letko Brosseau Bond Fund -- Units |
4,776,110.76 |
466,757.14 |
|
||||
01/04/2013 to 12/31/2013 |
1017 |
Letko Brosseau Emerging Markets Equity Fund -- Units |
350,524,267.36 |
38,173,426.29 |
|
||||
01/04/2013 to 12/31/2013 |
310 |
Letko Brosseau Equity Fund -- Units |
40,654,716.60 |
3,068,854.34 |
|
||||
01/11/2013 to 12/31/2013 |
11 |
Letko Brosseau ESG Balanced Fund -- Units |
1,405,499.98 |
117,420.87 |
|
||||
01/11/2013 to 12/31/2013 |
95 |
Letko Brosseau International Equity Fund -- Units |
21,857,976.18 |
2,077,081.13 |
|
||||
01/04/2013 to 12/31/2013 |
461 |
Letko Brosseau RSP Balanced Fund -- Units |
133,131,265.77 |
11,249,813.81 |
|
||||
01/11/2013 to 12/31/2013 |
99 |
Letko Brosseau RSP Bond Fund -- Units |
8,784,935.92 |
850,189.53 |
|
||||
01/25/2013 to 12/31/2013 |
80 |
Letko Brosseau RSP International Equity Fund -- Units |
30,242,607.69 |
2,837,958.88 |
|
||||
01/25/2013 to 12/31/2013 |
6 |
Letko Brosseau Social Integrity Fund -- Units |
79,343,849.97 |
7,267,457.33 |
|
||||
02/01/2013 to 12/02/2013 |
9 |
Macnicol 360 Degree US Realty Inc. Fund -- Limited Partnership Units |
4,145,000.00 |
37,348.61 |
|
||||
02/01/2013 to 12/02/2013 |
30 |
Macnicol 360 Degree US Realty Inc. Fund II -- Limited Partnership Units |
4,788,430.36 |
47,602.96 |
|
||||
04/01/2013 to 09/03/2013 |
3 |
Macnicol Absolute Return Fund -- Limited Partnership Units |
185,000.00 |
1,618.65 |
|
||||
04/01/2013 to 12/02/2013 |
8 |
Macnicol Conservative Income Fund -- Limited Partnership Units |
41,850.00 |
310.37 |
|
||||
01/02/2013 to 10/01/2013 |
5 |
Macnicol Macnicol Emergence Fund -- Limited Partnership Units |
1,628,000.00 |
13,585.62 |
|
||||
01/06/2014 |
1 |
Macquarie Infrastructure Partners III L.P. -- Capital Commitment |
10,659,000.00 |
N/A |
|
||||
01/15/2014 |
1 |
Marengo Mining Limited -- Debenture |
29,140,941.00 |
1.00 |
|
||||
01/17/2014 |
6 |
Marksmen Energy Inc. -- Units |
123,125.00 |
985,000.00 |
|
||||
01/21/2014 |
6 |
Mason Graphite Corp. -- Common Shares |
700,000.00 |
875,000.00 |
|
||||
01/16/2014 |
14 |
Masonite International Corporation -- Notes |
1,638,900.00 |
14.00 |
|
||||
01/01/2013 to 12/31/2013 |
3468 |
McLean & Partners Tactical Monthly Income Pool -- Trust Units |
55,485,199.66 |
5,244,356.50 |
|
||||
01/08/2013 to 12/06/2013 |
201 |
McNicol Alternative Asset Trust -- Units |
3,686,450.65 |
32,343.64 |
|
||||
01/07/2014 to 01/14/2014 |
1 |
Miraculins Inc. -- Common Shares |
141,203.00 |
2,824,060.00 |
|
||||
01/07/2014 to 01/14/2014 |
1 |
Miraculins Inc. -- Notes |
250,000.00 |
1.00 |
|
||||
01/10/2014 to 01/13/2014 |
19 |
Nevada Sunrise Gold Corporation -- Units |
620,000.00 |
6,200,000.00 |
|
||||
01/10/2014 |
2 |
New Gold Inc. -- Common Shares |
130,220.00 |
17,000.00 |
|
||||
01/08/2014 to 01/17/2014 |
49 |
NovX21 Inc. -- Common Shares |
2,040,500.00 |
20,405,000.00 |
|
||||
01/10/2014 to 01/17/2014 |
85 |
OneRoof Energy (Canada) ULC -- Receipts |
50,000,400.00 |
20,833,500.00 |
|
||||
12/31/2013 |
1 |
Parkside Resources Corporation -- Flow-Through Units |
25,020.00 |
417,000.00 |
|
||||
12/31/2013 |
1 |
Parkside Resources Corporation -- Units |
10,000.00 |
200,000.00 |
|
||||
12/27/2013 |
1 |
Pele Mountain Resources Inc. -- Flow-Through Units |
15,750.00 |
225,000.00 |
|
||||
01/01/2013 to 09/01/2013 |
5 |
Periscope Fund LP -- Units |
1,150,000.00 |
N/A |
|
||||
11/15/2013 to 11/19/2013 |
2 |
Petaquilia Minerals Ltd. -- Common Shares |
4,999,999.90 |
14,285,714.00 |
|
||||
09/30/2013 |
5 |
Platinex Inc. -- Units |
21,000.00 |
1,050,000.00 |
|
||||
11/01/2013 |
1 |
Presima Global Real Estate Securities Concentrated Fund -- Common Shares |
8,108,229.62 |
7,439.29 |
|
||||
01/21/2014 |
3 |
Profound Medical Inc. -- Preferred Shares |
1,750,000.00 |
2,187,500.00 |
|
||||
01/16/2014 |
14 |
REBgold Corporation -- Common Shares |
4,849,035.05 |
37,300,385.00 |
|
||||
02/05/2013 to 10/30/2013 |
6 |
REDF VIII Limited Partnership -- Units |
12,724,750.00 |
12,724.75 |
|
||||
11/29/2013 |
11 |
Renforth Resources Inc. -- Units |
137,000.00 |
137.00 |
|
||||
01/01/2013 to 12/31/2013 |
107 |
Richmond Equity Fund -- Units |
42,946,052.76 |
N/A |
|
||||
01/02/2014 |
2 |
Rockport Networks Inc. -- Common Shares |
600,000.00 |
1,186,322.00 |
|
||||
01/07/2014 |
2 |
ROI Capital -- Limited Partnership Units |
24,307.40 |
12,153.70 |
|
||||
12/01/2013 to 12/10/2013 |
3 |
Ross Smith Opportunities Fund -- Units |
245,961.60 |
N/A |
|
||||
01/01/2013 to 12/31/2013 |
11 |
Rosseau Limited Partnership -- Limited Partnership Units |
2,338,747.42 |
234.00 |
|
||||
01/08/2014 |
1 |
Royal Bank of Canada -- Notes |
5,000,000.00 |
50,000.00 |
|
||||
01/07/2014 |
22 |
Royal Bank of Canada -- N/A |
6,070,058.73 |
41,499.00 |
|
||||
01/21/2014 |
1 |
Sage Gold Inc. -- Common Shares |
18,000.00 |
360,000.00 |
|
||||
01/01/2013 to 12/01/2013 |
Sherpa Diversified Returns Fund (SDRF) -- Units |
N/A |
||
|
||||
12/31/2013 |
5 |
Shield Gold Inc. -- Units |
475,999.96 |
4,008,333.00 |
|
||||
10/17/2013 |
4 |
Silver Bear Resources Inc. -- Units |
506,004.00 |
3,892,308.00 |
|
||||
01/10/2013 to 12/31/2013 |
12 |
Sionna Canadian All Cap Pooled Fund -- Units |
113,993,731.65 |
10,333,937.89 |
|
||||
07/23/2013 to 08/01/2013 |
1 |
Sky Harbor Short Duration High Yield Partners L.P. -- Limited Partnership Interest |
1,033,741.00 |
1.00 |
|
||||
01/15/2014 |
39 |
Skyline Apartment Real Estate Investment Trust -- Units |
3,225,599.24 |
243,441.45 |
|
||||
01/15/2014 |
16 |
Skyline Retail Real Estate Investment Trust -- Units |
1,168,500.00 |
116,850.00 |
|
||||
12/31/2013 |
2 |
Sokoman Iron Corp. -- Flow-Through Shares |
43,000.00 |
860,000.00 |
|
||||
11/08/2013 to 12/31/2013 |
59 |
Spartan Bioscience Inc. -- Common Shares |
2,616,967.00 |
2,691,218.00 |
|
||||
01/02/2013 to 12/16/2013 |
393 |
Steinberg High Yield Fund -- Trust Units |
8,733,011.52 |
896,906.66 |
|
||||
01/02/2013 to 12/16/2013 |
310 |
Steinberg Value Equity Fund -- Trust Units |
5,649,902.79 |
510,106.15 |
|
||||
12/31/2013 |
1 |
Stratus Feeder LLC -- Units |
716,468,585.67 |
N/A |
|
||||
03/28/2013 to 06/28/2013 |
3 |
Successful Investor American Fund -- Trust Units |
541,102.12 |
23,111.89 |
|
||||
02/28/2013 to 07/31/2013 |
10 |
Successful Investor Canadian Fund -- Trust Units |
665,235.81 |
14,187.64 |
|
||||
11/29/2013 |
1 |
Successful Investor China Plus Fund -- Trust Units |
271,155.23 |
25,014.32 |
|
||||
01/31/2013 to 12/31/2013 |
22 |
Successful Investor Growth & Income Fund -- Trust Units |
3,110,527.37 |
109,525.79 |
|
||||
01/31/2013 to 11/29/2013 |
14 |
Successful Investor Stock Picker Fund -- Trust Units |
1,352,649.88 |
40,162.56 |
|
||||
01/10/2014 |
1 |
Sumitomo Mitsui Banking Corporation -- Notes |
16,367,967.27 |
1.00 |
|
||||
01/15/2014 |
1 |
Tandem Fund III L.P. -- Limited Partnership Interest |
546,650.00 |
N/A |
|
||||
12/31/2013 |
1 |
Taranis Resources Inc. -- Units |
50,000.00 |
625,000.00 |
|
||||
01/13/2014 |
3 |
Temex Resources Corp. -- Common Shares |
18,000.00 |
100,000.00 |
|
||||
01/16/2014 |
2 |
The Commonwealth of The Bahamas -- Notes |
10,926,000.00 |
10,000.00 |
|
||||
01/09/2013 to 11/14/2013 |
6 |
The North Growth US Equity Fund -- Units |
469,329.40 |
14,586.24 |
|
||||
06/18/2013 to 12/30/2013 |
2 |
Timbercreek Global Real Estate Income and Growth Fund -- Units |
164,083.83 |
N/A |
|
||||
01/08/2014 |
2 |
TimePlay Inc. -- Units |
200,000.00 |
200.00 |
|
||||
12/31/2013 |
9 |
TomaGold Corporation -- Units |
190,300.00 |
173.00 |
|
||||
12/31/2013 |
2 |
Tricor Automotice Group Inc. -- Common Shares |
272,000.00 |
200.00 |
|
||||
12/27/2013 |
43 |
Tweed Inc. -- Common Shares |
3,000,300.00 |
21,900.00 |
|
||||
01/10/2014 |
1 |
UBS AG, Zurich -- Certificate |
127,353.00 |
1.00 |
|
||||
01/16/2014 |
3 |
UBS (Canada) Global Allocation Fund -- Units |
250,000.00 |
26,221.40 |
|
||||
01/13/2014 to 01/16/2014 |
4 |
UBS (Canada) High Yield Debt Fund -- Units |
37,294.00 |
3,290.10 |
|
||||
11/30/2013 |
2 |
Valuie Partners Group Inc. -- Common Shares |
30,000.00 |
30,000.00 |
|
||||
03/01/2013 to 12/02/2013 |
62 |
Vision Opportunity Fund Limited Partnership -- Limited Partnership Units |
48,888,797.00 |
N/A |
|
||||
01/02/2013 to 08/01/2013 |
15 |
Vision Opportunity Fund Limited Partnership III -- Limited Partnership Units |
4,400,000.00 |
N/A |
|
||||
01/02/2013 to 12/02/2013 |
7 |
Vision Opportunity Fund Trust -- Trust Units |
1,625,990.05 |
N/A |
|
||||
01/02/2013 to 11/01/2013 |
4 |
Vision Opportunity Non-Resident Fund Limited Partnership -- Limited Partnership Units |
1,945,549.06 |
N/A |
|
||||
01/09/2014 |
18 |
Walton CA Tuscan Hills Investment Corporation -- Common Shares |
398,980.00 |
39,898.00 |
|
||||
01/16/2014 |
32 |
Walton Georgia Land Acquisition Investment Corporation -- Common Shares |
705,200.00 |
70,520.00 |
|
||||
01/09/2014 |
27 |
Walton Georgia Land Acquisition Investment Corporation -- Common Shares |
733,150.00 |
73,315.00 |
|
||||
01/16/2014 |
12 |
Walton Georgia Land Acquisition LP -- Limited Partnership Units |
1,160,363.98 |
105,834.00 |
|
||||
01/09/2014 |
11 |
Walton Georgia Land Acquisition LP -- Limited Partnership Units |
1,063,479.98 |
98,763.00 |
|
||||
01/16/2014 |
30 |
Walton Income 9 Investment Corporation -- Common Shares |
2,017,000.00 |
3,000.00 |
|
||||
09/19/2013 |
12 |
Windfire Capital Corp. -- Units |
250,000.00 |
5,000,000.00 |
|
||||
07/01/2013 |
1 |
Windhorse Partners LP -- Limited Partnership Interest |
1,313,973.72 |
N/A |
|
||||
12/30/2013 |
3 |
WTH Car Rental ULC -- Notes |
450,000,000.00 |
3.00 |
|
||||
01/10/2014 |
1 |
XPV Water Fund II (Canada) Limited Partnership -- Limited Partnership Units |
32,751,092.00 |
N/A |
|
||||
01/13/2014 |
5 |
Z-Gold Exploration Inc. -- Common Shares |
32,000.00 |
457,142.86 |
|
||||
01/16/2014 |
1 |
ZoomMed Inc. -- Common Shares |
230,389.76 |
4,607,795.00 |
|
||||
01/08/2014 |
12 |
Zymeworks Inc. -- Common Shares |
5,615,035.02 |
1,155,357.00 |