Ontario Securities Commission Bulletin
Issue 37/07 - February 13, 2014
Ont. Sec. Bull. Issue 37/07
Table of Contents
Chapter 1 - Notices / News Releases
Notices
• Notice of Ministerial Approval of Ontario Securities Commission Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission
• OSC Staff Notice 81-723 -- 2013 Summary Report for Investment Fund Issuers
Notices from the Office of the Secretary
• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus
• Gold-Quest International and Sandra Gale
• Victor George DeLaet and Stanley Kenneth Gitzel
• Paul Azeff et al.
Chapter 2 - Decisions, Orders and Rulings
Decisions
• Kimber Resources Inc. -- s. 1(10)
• International Minerals Corporation -- s. 1(10)(a)(ii)
• CQI Capital Management L.P. et al.
• Westcoast Energy Inc. and Union Gas Limited
• High Desert Gold Corporation -- s. 1(10)(a)(ii)
Orders
• Royal Oak Ventures Inc. -- s. 1(6) of the OBCA
• Fawad Ul Haq Khan and Khan Trading Associates Inc. carrying on business as Money Plus
• Gold-Quest International and Sandra Gale -- s. 127
• Victor George DeLaet and Stanley Kenneth Gitzel -- ss. 127(1), 127(10)
• Paul Azeff et al.
• BMO US High Dividend Covered Call ETF et al. -- s. 1.1 of OSC Rule 48-501 Trading During Distributions, Formal Bids and Share Exchange Transactions
• Volta Resources Inc. -- s. 1(6) of the OBCA
Rulings
• Ace Asset Management Inc -- s. 74(1)
Chapter 3 - Reasons: Decisions, Orders and Rulings
OSC Decisions, Orders and Rulings
• Victor George DeLaet and Stanley Kenneth Gitzel -- ss. 127(1), 127(10)
Chapter 4 - Cease Trading Orders
• Temporary, Permanent & Rescinding Issuer Cease Trading Orders
• Temporary, Permanent & Rescinding Management Cease Trading Orders
• Outstanding Management & Insider Cease Trading Orders
Chapter 5 - Rules and Policies
• OSC Rule 11-501 Electronic Delivery of Documents
• Amendments to NP 11-202 Process for Prospectus Reviews in Multiple Jurisdictions, NP 11-203 Process for Exemptive Relief Applications in Multiple Jurisdictions and NP 11-205 Process for Designation of Credit Rating Organizations in Multiple Jurisdictions
• Amendment to R.R.O. 1990, Reg. 1015
Chapter 8 - Notice of Exempt Financings
• Reports of Trades Submitted on Forms 45-106F1 and 45-501F1
Chapter 12 - Registrations
• Registrants
Chapter 13 - SROs, Marketplaces and Clearing Agencies
Marketplaces
• TSX -- Notice of Approval -- Amendments to Part IV of the TSX Company Manual
Clearing Agencies
• Material Amendments to CDS Rules -- Financial Institutions - Request for Comments
Chapter 25 - Other Information
Permissions
• Sanitec Corporation -- s. 38(3)
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